Home

THOMAS F II FARRELL

CIK 1004554 · Executive Chairman · last filed 2021-04-02

THOMAS F II FARRELL is an Executive Chairman who has filed 139 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for MO, was dated Apr 2, 2021. Across all open-market trades the lifetime net is −$61.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $68.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$68.78M

Companies

3

Total Filings

139

Lifetime Open-Market Net

-$61.80M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MO Director 101,257 $67.75 $6.86M $0 64 2021-04-02
D Executive Chairman 926,905 $66.80 $61.92M -$63.38M 71 2021-02-18
Dominion Energy Midstream Partners, LP (DM) Delisted Chairman and CEO 6,990 $4.96 $34.7K $1.58M 3 2015-09-14

Recent Filings

139 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-04-02 MO Grant (A) — $0 EDGAR
2021-02-18 D Grant (A) +35,147 $0 EDGAR
2021-02-02 D Tax (F) −33,878 -$2.46M EDGAR
2021-01-05 MO Grant (A) — $0 EDGAR
2020-12-28 D Gift (G) −14,927 $0 EDGAR
2020-12-08 D Sell (S) −50,000 -$3.79M EDGAR
2020-11-02 D Sell (S) −50,000 -$4.07M EDGAR
2020-10-05 D Sell (S) −50,000 -$4.01M EDGAR
2020-10-02 MO Grant (A) — $0 EDGAR
2020-09-15 D Sell (S) −50,000 -$4.03M EDGAR
Showing 1–10 of 139
Page 1 of 14
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.