CHARLES M ROYCE
CIK 1009121 · President · last filed 2025-11-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$41.42M
Companies
9
Total Filings
88
Lifetime Open-Market Net
$5.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RGT | 644,275 | $15.12 | $9.74M | $7.79M | 37 | 2025-11-12 | |
| RMT | 1,053,996 | $13.62 | $14.36M | -$10.30M | 12 | 2025-11-06 | |
| RVT | President | 248,453 | $18.09 | $4.49M | $631.1K | 6 | 2025-06-27 |
| Oxford Square Capital Corp. (OXSQZ) Delisted | Director | 1,727,510 | $25.20 | $43.53M | $0 | 1 | 2023-07-07 |
| Oxford Square Capital Corp. (TICC) Delisted | Director | 526,315 | — | — | $2.96M | 17 | 2016-06-21 |
| FUND | President | 1,292,943 | $9.92 | $12.83M | $151.9K | 9 | 2015-03-09 |
| Oxford Lane Capital Corp. (TESO) Delisted | 161,250 | — | — | $3.20M | 1 | 2011-01-25 | |
| Oxford Square Capital Corp. (TICCR) Delisted | Director | 156,136 | — | — | $0 | 1 | 2008-06-17 |
| Clark Holdings Inc. (GLA.WS) Delisted | 10%+ Owner | 498,952 | — | — | $628.9K | 4 | 2008-03-11 |
Recent Filings · Page 4 of 9
88 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-07-28 | RGT | Buy (P) | +10,000 | $78.5K | EDGAR |
| 2016-06-21 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +34,400 | $187.3K | EDGAR |
| 2016-06-16 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +57,428 | $309.6K | EDGAR |
| 2016-06-08 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +7,200 | $41.3K | EDGAR |
| 2016-06-03 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +87,320 | $492.2K | EDGAR |
| 2016-05-31 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +37,540 | $212.2K | EDGAR |
| 2016-05-25 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +35,820 | $198.9K | EDGAR |
| 2016-05-20 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +30,240 | $161.2K | EDGAR |
| 2016-05-17 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +26,945 | $145.7K | EDGAR |
| 2016-05-12 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +25,020 | $130.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.