CHARLES M ROYCE
CIK 1009121 · President · last filed 2025-11-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$41.41M
Companies
11
Total Filings
88
Lifetime Open-Market Net
$5.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RGT | 644,275 | $14.45 | $9.31M | $7.79M | 37 | 2025-11-12 | |
| RMT | 1,053,996 | $13.99 | $14.75M | -$10.30M | 12 | 2025-11-06 | |
| RVT | Director | 248,453 | $17.95 | $4.46M | $82.4K | 3 | 2025-06-27 |
| Oxford Square Capital Corp. (OXSQZ) Delisted | Director | 1,727,510 | $25.20 | $43.53M | $0 | 1 | 2023-07-07 |
| Oxford Square Capital Corp. (TICC) Delisted | Director | 526,315 | — | — | $2.96M | 17 | 2016-06-21 |
| FUND | President | 1,274,472 | $10.12 | $12.90M | $151.9K | 8 | 2015-03-09 |
| SPROTT FOCUS TRUST INC. (RFOpA) Delisted | President | 1,254,472 | — | — | $0 | 1 | 2012-10-03 |
| ROYCE SMALL-CAP TRUST, INC. (RVTpB) Delisted | President | 236,863 | — | — | $548.7K | 3 | 2012-10-03 |
| Oxford Lane Capital Corp. (TESO) Delisted | 161,250 | — | — | $3.20M | 1 | 2011-01-25 | |
| Oxford Square Capital Corp. (TICCR) Delisted | Director | 156,136 | — | — | $0 | 1 | 2008-06-17 |
| Clark Holdings Inc. (GLA.WS) Delisted | 10%+ Owner | 498,952 | — | — | $628.9K | 4 | 2008-03-11 |
Recent Filings · Page 5 of 9
88 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-09 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +21,140 | $106.2K | EDGAR |
| 2015-09-01 | RGT | Buy (P) | +5,000 | $37.1K | EDGAR |
| 2015-08-28 | RGT | Buy (P) | +5,000 | $37.1K | EDGAR |
| 2015-03-09 | FUND | — | — | $0 | EDGAR |
| 2014-11-14 | RGT | Buy (P) | +902 | $7.6K | EDGAR |
| 2014-11-13 | RGT | Buy (P) | +3,400 | $28.7K | EDGAR |
| 2014-11-12 | RGT | Buy (P) | +5,698 | $48.1K | EDGAR |
| 2014-02-28 | RGT | Buy (P) | +200 | $1.7K | EDGAR |
| 2014-02-24 | RGT | Buy (P) | +800 | $6.9K | EDGAR |
| 2014-02-19 | RGT | Buy (P) | +1,743 | $15.0K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.