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UNITED TECHNOLOGIES CORP /DE/

CIK 101829 · last filed 2020-03-23

UNITED TECHNOLOGIES CORP /DE/ is a corporate insider who has filed 6 SEC Form 4 insider transactions across 4 companies since 2012. The most recent filing, for CARR, was dated Mar 23, 2020. Across all open-market trades the lifetime net is −$506.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $30.0M across reported positions. The firm reports its address in Arlington, VA. 87 SEC filings were submitted jointly with JAN VAN DOKKUM.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$29.96M

Companies

4

Total Filings

6

Lifetime Open-Market Net

-$506.13M

Filer Profile

Reported Address
1000 WILSON BLVD
ARLINGTON, VA 22209
Phone
(781) 522-3000
State of Incorporation
DE
Formerly Known As
RAYTHEON TECHNOLOGIES CORP (2020–2023)
UNITED TECHNOLOGIES CORP /DE/ (1994–2020)
Related Filers
JAN VAN DOKKUM — 87 joint filings, latest 2009-01-05
GREGORY HAYES — 76 joint filings, latest 2025-05-21
Charles D Gill — 52 joint filings, latest 2020-02-12
GERAUD DARNIS — 49 joint filings, latest 2015-03-17
Michael R Dumais — 42 joint filings, latest 2022-03-01
Elizabeth B Amato — 38 joint filings, latest 2020-03-05
David P Hess — 31 joint filings, latest 2013-02-22
Neil G. Mitchill JR — 31 joint filings, latest 2026-02-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CARR 10%+ Owner 0 $59.71 $0 $0 1 2020-03-23
OTIS 10%+ Owner 0 $71.21 $0 $0 1 2020-03-23
RTX 10%+ Owner 0 $200.79 $0 $0 2 2020-03-23
WSO.B 10%+ Owner 94,784 $316.05 $29.96M -$506.13M 2 2017-02-28

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-23 CARR Other (J) −866,158,910 $0 EDGAR
2020-03-23 OTIS Other (J) −433,079,455 $0 EDGAR
2020-03-23 RTX Other (J) −866,158,910 $0 EDGAR
2020-03-23 RTX Other (J) −433,079,455 $0 EDGAR
2017-02-28 WSO.B Sell (S) −4,235,685 -$595.88M EDGAR
2012-04-30 WSO.B Buy (P) +1,250,000 $89.75M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.