Zacks Investment ResearchT3·20h ago
OTIS Otis Worldwide Corporation
XNYS
72.35
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
OTIS
$72.35
—
Key stats
$72.35
- 52-Week Range
- $63.58 – $94.56
- YTD
- -18.10%
- IV Rank (30D)
- 61.4
- Straddle Price
- $4.78
- P/C Vol Ratio
- 0.99
- Market Cap
- $27.4B
- Open
- $72.00
- Day Range
- $71.79 – $72.62
- Volume
- 3,963,077
- Prev Close
- $72.07
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.09% |
| Beta vs SPY | 0.83 |
| Cost of Equity (CAPM) | 9.24% (VRP-adj) |
| WACC | 8.46% |
| Volatility Risk Premium | +16.9pp (IV − HV30) |
| Effective Tax Rate | 23.9% |
| Rev. Growth (YoY, DCF input) | +4.6% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.05 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $1.7B |
| Return on Equity (TTM) | -26.4% |
| Book / Price | -19.4% |
| Gross Margin (TTM) | 30.2% |
| FCF Margin (TTM) | 11.5% |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| Market-Implied Growth | +6.1% (reverse-DCF on current price) |
| SMA 50 | $69.28 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $67.21 |
| Bollinger Width / SMA20 | 20.7% (drives anchor stability) |
| Net Debt | $6.2B |
| Market Cap | $28B |
Peers used for multiples: HON, ITW, LMT, META, MSFT, NVDA, UNP, V
60-Day Conviction
59%
20-Day Fair Value
≈ by Nov 19, 2026
$73.73
α +1.9%
rank 39%
conviction
88%
40-Day Fair Value
≈ by Dec 18, 2026
$73.84
α +2.1%
rank 42%
conviction
64%
60-Day Fair Value
≈ by Jan 18, 2027
$73.61
α +1.7%
rank 54%
conviction
59%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $66.58 | 24% | |
| DDM (Gordon) | $38.57 | 19% | |
| Peer P/E | $102.68 | 6% | median 25.2× · 8 peers |
| Peer EV/EBITDA | $99.98 | 7% | median 17.5× · 8 peers |
| Peer P/B | n/a | 0% | median 11.7× · 8 peers |
| Peer P/S | $291.34 | 9% | median 7.3× · 8 peers |
| Market Anchor (SMA50) | $69.28 | 22% | stability 47% (BB-width) |
| Options Expected (B-L 30d) | $72.08 | 13% | 11 strikes · skew -0.81 |
As of 2026-10-21 · updated
Related
About
- Industry (SIC)
- ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) (3600) · industry map
- Exchange
- XNYS
- Market Cap
- $27.4B
- Employees
- 72,000
- List Date
- 2020-03-18
- CIK
- 0001781335
- Next Earnings
- 2026-10-28 (Pre-Market)
- EPS Forecast
- $1 (4 est.)
- Headquarters
- Farmington, CT
- Homepage
- https://www.otis.com
Otis is the largest global elevator and escalator supplier by revenue with around 18% global market share. In 1854 Otis' founder and namesake Elisha Graves Otis, invented a safety mechanism that prevented elevators from falling if the hoisting cable failed. The company's product and service lifecycle begins with installations of elevator units in new buildings, later selling maintenance services on the units, and eventually replacement of the units after the average 15- to 20-year useful life of an elevator. As the largest global OEM, Otis has amassed an installed base under service that excee…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -1.43% | -0.16% | 3.93% | 0.01% | 3.45% | -3.31% | 0.42% |
| Feb | -1.30% | -6.26% | 0.07% | 6.39% | 5.53% | 7.44% | 1.98% |
| Mar | 5.42% | -0.90% | -0.97% | 3.75% | 2.45% | -17.67% | -1.32% |
| Apr | 12.43% | -4.51% | 1.31% | -7.48% | -7.49% | 0.56% | -0.86% |
| May | -0.09% | 1.99% | -7.49% | 8.50% | -1.08% | -8.10% | -1.04% |
| Jun | 4.29% | -4.46% | 9.20% | -2.60% | 5.11% | 3.26% | 2.47% |
| Jul | 9.10% | 8.72% | 2.65% | -0.47% | -14.68% | 1.30% | 1.10% |
| Aug | 2.55% | -7.74% | -5.19% | 0.41% | 1.71% | -1.47% | -1.62% |
| Sep | -10.08% | -12.27% | -6.80% | 9.38% | 6.60% | -8.90% | -3.68% |
| Oct | -2.65% | 7.95% | -2.88% | -5.37% | 0.43% | 12.21%* | 1.62% |
| Nov | -0.64% | 9.20% | 11.69% | 3.56% | -1.46% | -- | 4.47% |
| Dec | 8.23% | -0.66% | 3.14% | -9.03% | -0.91% | -- | 0.15% |
| Total | 26.54% | -11.07% | 6.97% | 5.18% | -2.41% | -16.73% | 1.41% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $67.41
SMA 50: $69.26
SMA 200: $76.82
Current: $72.35
EMA 12: $69.53
EMA 26: $68.74
MACD: 0.7928 | Signal: 0.8774
BEARISH
ADX (14): 25.11
TREND
+DI: 33.01
−DI: 14.62
Momentum Oscillators
RSI (14): 67.39
NEUTRAL
Stoch %K: 96.02
Stoch %D: 95.74
Williams %R: -2.99
Volume & Volatility
BB Upper: $72.58
BB Lower: $62.25
NEUTRAL
OBV: -5,251,714
Vol SMA 20: 4,626,538
Vol ROC: 30.85%
ATR: $1.34
True Range: $0.83
HV 20: 22.2%
HV 30: 24.3%
HV 60: 21.8%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report
SYMBOL: OTIS
Executive Summary Confidence Level: 7/10 (BULLISH)
Key Drivers:
- Strong technical signals, including MACD and EMA crossovers
- Positive news sentiment from recent headlines
- Low volatility, indicating a relatively stable market
Primary Risks:
- Potential for consolidation or correction if price approaches upper Bollinger Band
- Volatility may increase if earnings miss or surprise
Investment Thesis OTIS is poised for continued growth as it benefits from positive news sentiment and strong technical signals. The stock's low volatility suggests a relatively stable market, reducing the risk of significant downward moves.
Recent News Sentiment Impact
The recent headlines indicate a generally positive tone, with Otis announcing a 5% increase in quarterly dividend to $0.44 per share. This news has contributed to the overall bullish sentiment.
Technical Analysis Trend Direction: Short-term (1-4 weeks): Uptrend; Medium-term (1-3 months): Range-bound; Long-term (3-12 months): Bullish
Support/Resistance Levels:
- SMA 20: $72.79
- SMA 50: $72.14
- Upper Bollinger Band: $75.00
Momentum Signals: RSI interpretation: Neutral (55.79)
MACD signal: Bullish (0.23 / Signal: 0.16 / Histogram: 0.07)
Bollinger Bands position: Neutral (price touching middle band)
Volume Analysis:
- Volume SMA 20: 3950992.00
- On-Balance Volume (OBV): 29365606.12
News & Sentiment Analysis Recent Headlines Summary: Positive news sentiment, focusing on dividend increases and market expansion.
Sentiment Assessment: Positive (average sentiment from recent headlines)
Catalyst Identification: No immediate catalysts identified; potential for earnings surprise or miss
Market Narrative: The technical signals are consistent with the positive news sentiment, indicating a potentially strong uptrend.
Risk & Volatility Assessment Beta Interpretation: Low risk relative to market (beta: 0.33)
Volatility Regime: Historical volatility within normal range
Options Market Signals: IV rank: 30.1% (Medium); Put/Call Volume Ratio: 0.55 (Bullish sentiment)
Downside Protection: Support levels at SMA 20 and SMA 50
Market Context & Positioning Sector Performance: Relative strength vs sector/market
Institutional Activity: Moderate volume patterns suggesting institutional interest
Correlation Analysis: Low correlation with market (R-squared interpretation)
Relative Valuation: Position within trading range
Key Levels & Action Items Critical Price Levels:
- SMA 20: $72.79
- SMA 50: $72.14
- Upper Bollinger Band: $75.00
Breakout/Breakdown Levels:
- None identified at this time
Time-Sensitive Catalysts: Earnings date (TBD)
Risk Management: Stop-loss levels and position sizing considerations should be based on the current volatility regime and risk tolerance.
Please note that this analysis is based on the provided data and may not reflect real-time market conditions. The output format requirements emphasize objectivity, specific data referencing, and highlighting conflicts.
Generated
News
All OTIS news →
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Showing 1–10 of 50
Page 1 of 5
Earnings History
20 of 23 under expected move
Avg Expected Move
5.76%
Avg Actual Move
3.07%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-02-01 | Pre-Market | 6.48% | 0.15% | 0.02x | Within |
| 2021-04-26 | Pre-Market | 6.31% | 7.00% | 1.11x | Exceeded |
| 2021-07-26 | Pre-Market | 5.99% | 0.61% | 0.10x | Within |
| 2021-10-25 | Pre-Market | 5.77% | 4.40% | 0.76x | Within |
| 2022-01-31 | Pre-Market | 7.60% | 3.21% | 0.42x | Within |
| 2022-04-25 | Pre-Market | 6.86% | 1.61% | 0.23x | Within |
| 2022-07-27 | Pre-Market | 6.81% | 5.12% | 0.75x | Within |
| 2022-10-26 | Pre-Market | 4.08% | 0.74% | 0.18x | Within |
| 2023-02-01 | Pre-Market | 5.17% | 2.83% | 0.55x | Within |
| 2023-04-26 | Pre-Market | 5.72% | 0.93% | 0.16x | Within |
| 2023-07-26 | Pre-Market | 4.66% | 3.61% | 0.77x | Within |
| 2023-10-25 | Pre-Market | 5.63% | 2.33% | 0.41x | Within |
| 2024-01-31 | Pre-Market | 4.09% | 1.73% | 0.42x | Within |
| 2024-04-24 | Pre-Market | 4.46% | 4.21% | 0.94x | Within |
| 2024-07-24 | Pre-Market | 5.01% | 7.06% | 1.41x | Exceeded |
| 2024-10-30 | Pre-Market | 5.82% | 3.05% | 0.52x | Within |
| 2025-01-29 | Pre-Market | 5.89% | 1.27% | 0.22x | Within |
| 2025-04-23 | unknown | 4.93% | 0.48% | 0.10x | Within |
| 2025-07-23 | Pre-Market | 5.69% | 12.38% | 2.18x | Exceeded |
| 2025-10-29 | Pre-Market | 7.15% | 2.28% | 0.32x | Within |
| 2026-01-28 | Pre-Market | 5.47% | 2.15% | 0.39x | Within |
| 2026-04-22 | Pre-Market | 6.09% | 1.26% | 0.21x | Within |
| 2026-07-22 | Pre-Market | 6.78% | 2.14% | 0.32x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
OTIS Options Activity & IV Rank
OTIS IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 28.9%
7-DTE IV: —
Expected Move: $4.78
7-DTE Move: $4.78
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 144
Put Volume: 143
P/C Volume: 0.993
NEUTRAL
Call OI: 1,842
Put OI: 1,268
P/C OI: 0.688
Total OI: 3,110
ATM Options Pricing
ATM Call: $2.15
ATM Put: $2.62
Call %: 3.0%
Put %: 3.6%
Chain Summary
Chain Volume: 980
Chain OI: 21,896
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 28th percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
28%
vs own history
GEX tilt
+0.08
OI-weighted, today
Vanna tilt
+0.41
δ-sensitivity to IV
Charm tilt
-0.33
δ-decay vs time
Vanna tilt +0.41: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.33: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 32 ATM contracts, 7k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
12%
+1.9
pts
EXTREME
as of Oct 21 · ATM 28.9% / Wing 30.8%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)61.4MediumOct 21
Straddle Price (30 DTE)$4.78Oct 21
Beta Analysis
Risk Metrics
Beta: 0.2525
Alpha: -26.19%
Correlation: 0.1443
R-Squared: 2.1%
Stock Volatility: 22.2%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Low volatility - stock moves less than market
Beta & Alpha Over Time
OTIS Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 390,200,000 (as of 2026-06-30)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
15 filers$35.83M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Barclays PLC Custodian | $9.81M | 27.38% | 2026-06-30 |
| 2 | IMC-Chicago, LLC Custodian | $5.70M | 15.91% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $4.11M | 11.47% | 2026-06-30 |
| 4 | Jane Street Group, LLC Custodian | $3.86M | 10.77% | 2026-06-30 |
| 5 | Susquehanna International Group, LLP Custodian | $3.56M | 9.93% | 2026-06-30 |
| 6 | Walleye Capital LLC | $2.27M | 6.33% | 2026-06-30 |
| 7 | Simplex Trading, LLC Custodian | $2.24M | 6.25% | 2026-06-30 |
| 8 | Wolverine Trading, LLC Custodian | $1.29M | 3.59% | 2025-09-30 |
| 9 | CAPITAL FUND MANAGEMENT S.A. | $766.12K | 2.14% | 2026-06-30 |
| 10 | TUDOR INVESTMENT CORP ET AL | $730.32K | 2.04% | 2026-06-30 |
| 11 | Volterra Technologies LP | $594.28K | 1.66% | 2026-06-30 |
| 12 | GROUP ONE TRADING LLC Custodian | $558.48K | 1.56% | 2026-06-30 |
| 13 | UBS Group AG Custodian | $184.59K | 0.52% | 2026-06-30 |
| 14 | Walleye Trading LLC | $150.36K | 0.42% | 2026-06-30 |
| 15 | Apella Capital, LLC | $13.15K | 0.04% | 2026-09-30 |
12 filers$47.15M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $22.67M | 48.08% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $7.85M | 16.66% | 2026-06-30 |
| 3 | IMC-Chicago, LLC Custodian | $5.65M | 11.98% | 2026-06-30 |
| 4 | Citadel Advisors LLC Custodian | $5.53M | 11.74% | 2026-06-30 |
| 5 | PEAK6 LLC | $1.95M | 4.15% | 2026-06-30 |
| 6 | Simplex Trading, LLC Custodian | $937.96K | 1.99% | 2026-06-30 |
| 7 | Wolverine Trading, LLC Custodian | $748.58K | 1.59% | 2025-09-30 |
| 8 | Walleye Trading LLC | $537.00K | 1.14% | 2026-06-30 |
| 9 | TUDOR INVESTMENT CORP ET AL | $472.56K | 1.00% | 2026-06-30 |
| 10 | Walleye Capital LLC | $393.80K | 0.84% | 2026-06-30 |
| 11 | Two Sigma Investments, LP Custodian | $300.72K | 0.64% | 2026-06-30 |
| 12 | Lido Advisors, LLC | $93.08K | 0.20% | 2026-06-30 |
OTIS Insider Trading (Form 4)
Latest: 2026-09-04Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | Kimberly Shannon Gosk | EVP & CPO | Mixed | +659 | $70.83 | -$19.4K | EDGAR |
| 2026-08-25 | Echevarria Maria Cristina Mendez | EVP & CFO | Mixed | +1,299 | $71.49 | -$59.9K | EDGAR |
| 2026-08-04 | Christopher J Kearney | Director | Grant (A) | −290 RSU | — | EDGAR | |
| 2026-06-03 | Joseph Jay Armas | President, Otis Americas | Mixed | +1,259 | $70.33 | -$29.6K | EDGAR |
| 2026-05-29 | Jeffrey Harry Black | Director | Grant (A) | +2,799 RSU | — | EDGAR | |
| 2026-05-29 | Jill Brannon | Director | Grant (A) | +4,527 RSU | — | EDGAR | |
| 2026-05-29 | Nelda J Connors | Director | Grant (A) | +2,716 RSU | — | EDGAR | |
| 2026-05-29 | Kathy Hopinkah Hannan | Director | Grant (A) | +2,758 RSU | — | EDGAR | |
| 2026-05-29 | Margaret M V Preston | Director | Grant (A) | +4,596 RSU | — | EDGAR | |
| 2026-05-29 | John H Walker | Director | Grant (A) | +4,805 RSU | — | EDGAR | |
| 2026-05-29 | Shelley Stewart JR | Director | Grant (A) | +2,590 RSU | — | EDGAR | |
| 2026-05-29 | Christopher J Kearney | Director | Grant (A) | +2,590 RSU | — | EDGAR | |
| 2026-05-29 | Thomas A Bartlett | Director | Grant (A) | +2,716 RSU | — | EDGAR | |
| 2026-05-07 | Thibault Pierre Marie Lefebure | President, Otis EMEA | Sell (S) | −1,628 | $76.89 | -$125.2K | EDGAR |
| 2026-03-03 | Sally Loh | President, Otis Greater China | Mixed | +992 | $92.56 | -$24.4K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
OTIS Insider Holdings
17 insiders · @ $72.35
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Judith Fran Marks | Chair, CEO and President | 265,859 | $19.23M | -$19.03M | 14 | 2026-02-10 |
| 2 | Sally Loh | President, Otis Greater China | 45,507 | $3.29M | $0 | 12 | 2026-03-03 |
| 3 | Nora E. LaFreniere | EVP, General Counsel | 44,612 | $3.23M | -$7.15M | 18 | 2026-02-10 |
| 4 | Viseras Enrique Minarro | Chief Operating Officer | 33,575 | $2.43M | $0 | 8 | 2026-02-10 |
| 5 | Stephane de Montlivault | President, Otis Asia Pacific | 29,176 | $2.11M | -$11.12M | 18 | 2026-02-13 |
| 6 | Peiming Zheng | EVP, Chief Product, Delivery | 21,682 | $1.57M | -$8.51M | 29 | 2026-02-10 |
| 7 | Christopher J Kearney | Director | 20,781 | $1.50M | $99.9K | 10 | 2026-08-04 |
| 8 | Tracy A Embree | President, Otis Americas | 18,276 | $1.32M | $0 | 5 | 2025-02-10 |
| 9 | Abbe Luersman | EVP & CPO | 17,702 | $1.28M | -$909.2K | 11 | 2025-02-10 |
| 10 | Echevarria Maria Cristina Mendez | EVP & CFO | 11,394 | $824.4K | $0 | 9 | 2026-08-25 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
OTIS Board & Officers
As of SEC filings through Sep 4, 2026Directors 10
- Jeffrey Harry Black · since Mar 16, 2020
- Christopher J Kearney · since Apr 3, 2020
- John H Walker · since Apr 3, 2020
- Kathy Hopinkah Hannan · since Apr 3, 2020
- Margaret M V Preston · since Apr 3, 2020
- Shelley Stewart JR · since Apr 3, 2020
- Judith Fran Marks · listed since Nov 2020
- Nelda J Connors · since Oct 28, 2022
- Jill Brannon · since Oct 27, 2023
- Thomas A Bartlett · since Oct 27, 2023
Officers 13
- Judith Fran Marks · Chair, CEO & President · listed since Feb 2022
- Stephane de Montlivault · President, Otis Asia Pacific · listed since Feb 2024
- Thibault Pierre Marie Lefebure · President, Otis EMEA · since Jan 16, 2026
- Joseph Jay Armas · President, Otis Americas · listed since Feb 2026
- Sally Loh · President, Otis Greater China · listed since Feb 2026
- Nicolas Eduardo Lopez · President, Otis Asia Pacific · since Mar 1, 2026
- Echevarria Maria Cristina Mendez · EVP & CFO · since Aug 23, 2024
- Viseras Enrique Minarro · Chief Operating Officer · listed since Feb 2026
- Peiming Zheng · EVP, Chief Product, Delivery · listed since Nov 2023
- Neil Green · EVP and Chief Digital Officer · since Jan 1, 2024
- Nora E. LaFreniere · EVP, General Counsel · listed since Dec 2021
- Kimberly Shannon Gosk · EVP & Cpo · since Aug 1, 2025
- Michael Patrick Ryan · SVP, CAO & Controller · listed since Feb 2024
Changes in the last 10 years (58)
| Mar 1, 2026 | Nicolas Eduardo Lopez became President, Otis Asia Pacific |
| Feb 5, 2026 | Viseras Enrique Minarro listed as Chief Operating Officer (previously President, Otis EMEA) in SEC filings |
| Feb 5, 2026 | Sally Loh listed as President, Otis Greater China (previously President, Otis China) in SEC filings |
| Feb 5, 2026 | Joseph Jay Armas listed as President, Otis Americas (previously President, Otis US & Canada) in SEC filings |
| Jan 16, 2026 | Thibault Pierre Marie Lefebure became President, Otis EMEA |
| Aug 24, 2025 | The company announced the departure of Shailesh Jejurikar from the board in an SEC filing |
| Aug 1, 2025 | Kimberly Shannon Gosk became EVP & Cpo |
| May 1, 2025 | Joseph Jay Armas became President, Otis US & Canada |
| Aug 23, 2024 | Echevarria Maria Cristina Mendez became EVP & CFO |
| Jul 15, 2024 | The company announced the departure of Anurag Maheshwari as EVP & CFO in an SEC filing |
| Feb 23, 2024 | Stephane de Montlivault listed as President, Otis Asia Pacific (previously President, Otis Asia Pac) in SEC filings |
| Feb 6, 2024 | Michael Patrick Ryan listed as SVP, CAO & Controller (previously VP, CAO & Controller) in SEC filings |
| Jan 1, 2024 | Neil Green became EVP and Chief Digital Officer |
| Nov 13, 2023 | Peiming Zheng listed as EVP, Chief Product, Delivery (previously President, Otis China) in SEC filings |
| Oct 27, 2023 | Thomas A Bartlett became a director |
| Oct 27, 2023 | Jill Brannon became a director |
| Oct 19, 2023 | The company announced the departure of Harold McGraw III from the board in an SEC filing |
| Oct 1, 2023 | Viseras Enrique Minarro became President, Otis EMEA |
| Oct 1, 2023 | Tracy A Embree became President, Otis Americas |
| Mar 1, 2023 | Sally Loh became President, Otis China |
| Oct 28, 2022 | Nelda J Connors became a director |
| Aug 12, 2022 | Anurag Maheshwari became EVP & CFO |
| Jun 22, 2022 | The company announced the departure of Rahul Ghai as EVP & Chief Financial Officer in an SEC filing |
| Feb 7, 2022 | Stephane de Montlivault listed as President, Otis Asia Pac (previously President, Otis Asia Pacific) in SEC filings |
| Feb 7, 2022 | Judith Fran Marks listed as Chair, CEO & President (previously President and CEO) in SEC filings |
| Feb 7, 2022 | Christopher J Kearney no longer listed as Executive Chairman in SEC filings |
| Dec 2, 2021 | Nora E. LaFreniere listed as EVP, General Counsel (previously EVP, Chief GC & Corp. Sec.) in SEC filings |
| Jul 26, 2021 | Abbe Luersman became EVP & Cpo |
| Feb 9, 2021 | Rahul Ghai listed as EVP & Chief Financial Officer (previously Vice President and CFO) in SEC filings |
| Jan 5, 2021 | Nora E. LaFreniere listed as EVP, Chief GC & Corp. Sec. (previously VP and Chief General Counsel) in SEC filings |
| Dec 2, 2020 | Michael Patrick Ryan listed as VP, CAO & Controller (previously Vice President and CAO) in SEC filings |
| Nov 3, 2020 | Judith Fran Marks first listed as a director in an SEC filing |
| Nov 3, 2020 | Fernandez Bernardo Calleja became President, Otis EMEA |
| Jul 6, 2020 | Laurie P. Havanec listed as EVP & Chief People Officer (previously Vice President and CHRO) in SEC filings |
| Jun 18, 2020 | James F. Cramer became President, Otis Americas |
| Apr 10, 2020 | Michael Patrick Ryan no longer listed as a director in SEC filings |
| Apr 10, 2020 | Michael Patrick Ryan first listed as Vice President and CAO in an SEC filing |
| Apr 3, 2020 | Stephane de Montlivault became President, Otis Asia Pacific |
| Apr 3, 2020 | Shelley Stewart JR became a director |
| Apr 3, 2020 | Shailesh Jejurikar became a director |
| Apr 3, 2020 | Richard M. Eubanks became President, Otis EMEA |
| Apr 3, 2020 | Peiming Zheng became President, Otis China |
| Apr 3, 2020 | Nora E. LaFreniere became VP and Chief General Counsel |
| Apr 3, 2020 | Margaret M V Preston became a director |
| Apr 3, 2020 | Laurie P. Havanec became Vice President and CHRO |
| Apr 3, 2020 | Kathy Hopinkah Hannan became a director |
| Apr 3, 2020 | John H Walker became a director |
| Apr 3, 2020 | Harold McGraw III became a director |
| Apr 3, 2020 | Christopher J Kearney became a director |
| Apr 3, 2020 | Christopher J Kearney became Executive Chairman |
| Mar 16, 2020 | United Technologies Corp /de/ became a 10% owner |
| Mar 16, 2020 | Sean P. Moylan became a director |
| Mar 16, 2020 | Rahul Ghai became Vice President and CFO |
| Mar 16, 2020 | Michael Patrick Ryan became a director |
| Mar 16, 2020 | Judith Fran Marks became President and CEO |
| Mar 16, 2020 | Jeffrey Harry Black became a director |
| Mar 16, 2020 | Gregory A. Marshall became a director |
| Mar 16, 2020 | Christopher Witzky became a director |
Not reported recently (10)
- Abbe Luersman · Last reported as EVP & Cpo in an SEC filing dated Feb 10, 2025
- Tracy A Embree · Last reported as President, Otis Americas in an SEC filing dated Feb 10, 2025
- Fernandez Bernardo Calleja · Last reported as President, Otis EMEA in an SEC filing dated Jul 28, 2023
- James F. Cramer · Last reported as President, Otis Americas in an SEC filing dated Jun 2, 2023
- Laurie P. Havanec · Last reported as EVP & Chief People Officer in an SEC filing dated Jan 5, 2021
- Richard M. Eubanks · Last reported as President, Otis EMEA in an SEC filing dated Jun 3, 2020
- United Technologies Corp /de/ · Last reported as a 10% owner in an SEC filing dated Mar 23, 2020
- Gregory A. Marshall · Last reported as a director in an SEC filing dated Mar 16, 2020
- Sean P. Moylan · Last reported as a director in an SEC filing dated Mar 16, 2020
- Christopher Witzky · Last reported as a director in an SEC filing dated Mar 16, 2020
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
OTIS Proposed Insider Sales (Form 144)
Latest: 2026-05-07
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-05-07 | Thibault Lefebure | Officer | 1,628 | $125.2K | 2026-05-07 | UBS Financial Services Inc | — | EDGAR |
| 2026-02-12 | Stephane de Montlivault | Officer | 47,944 | $4.42M | 2026-02-12 | UBS Financial Services Inc | — | EDGAR |
| 2026-02-10 | NORA LAFRENIERE | Officer | 27,418 | $2.48M | 2026-02-10 | UBS Financial Services Inc | — | EDGAR |
| 2026-02-10 | Michael Ryan | Officer | 1,182 | $106.5K | 2026-02-10 | UBS Financial Services Inc | — | EDGAR |
| 2026-02-04 | Marks Judith Fran | Officer, Director | 102,887 | $9.22M | 2026-02-04 | UBS Financial Services Inc. | 10b5-1 | EDGAR |
| 2026-02-02 | O'Neil Green | Officer | 6,000 | $518.7K | 2026-02-02 | UBS Financial Services Inc | — | EDGAR |
| 2025-11-05 | Michael Ryan | Officer | 3,028 | $277.6K | 2025-11-05 | UBS Financial Services Inc | — | EDGAR |
| 2025-03-10 | Stephane De Montlivault | Officer | 6,660 | $701.5K | 2025-03-10 | UBS Financial Services Inc | — | EDGAR |
| 2025-02-13 | Stephane de Montlivault | Officer | 25,003 | $2.43M | 2025-02-13 | UBS Financial Services Inc | — | EDGAR |
| 2025-02-10 | Nora Lafreniere | Officer | 1,700 | $163.0K | 2025-02-10 | UBS Financial Services Inc | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-05-29
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-29 | 0001781335-26-000102 | EDGAR |
| 2026-05-07 | 0001140361-26-019547 | EDGAR |
| 2026-04-22 | 0001781335-26-000072 | EDGAR |
| 2026-01-28 | 0001781335-26-000004 | EDGAR |
| 2026-01-20 | 0001140361-26-001569 | EDGAR |
| 2025-10-29 | 0001781335-25-000046 | EDGAR |
| 2025-09-04 | 0001140361-25-033998 | EDGAR |
| 2025-08-26 | 0001140361-25-032723 | EDGAR |
| 2025-08-08 | 0001140361-25-029921 | EDGAR |
| 2025-07-23 | 0001781335-25-000034 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-04-23 | 0001781335-26-000075 | EDGAR |
| 2025-10-30 | 0001781335-25-000049 | EDGAR |
| 2025-07-24 | 0001781335-25-000038 | EDGAR |
| 2025-04-24 | 0001781335-25-000021 | EDGAR |
| 2024-10-31 | 0001781335-24-000057 | EDGAR |
| 2024-07-25 | 0001781335-24-000039 | EDGAR |
| 2024-04-25 | 0001781335-24-000022 | EDGAR |
| 2023-10-26 | 0001781335-23-000038 | EDGAR |
| 2023-07-27 | 0001781335-23-000029 | EDGAR |
| 2023-04-27 | 0001781335-23-000016 | EDGAR |
ETF Holders
285 ETFs hold OTIS
25 shown · $4.51B total exposure · 0.07% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.03% | $776.1M | — | 2026-09-30 |
| 2 | VOO Vanguard S&P 500 ETF | Vanguard | 0.04% | $643.1M | — | 2026-09-30 |
| 3 | VO Vanguard Morningstar Mid-Cap ETF | Vanguard | 0.24% | $524.3M | — | 2026-09-30 |
| 4 | IVV iShares Core S&P 500 ETF | iShares (BlackRock) | 0.04% | $364.8M | $890.4B | 2026-10-20 |
| 5 | SPY State Street® SPDR® S&P 500® ETF Trust | SPDR (State Street) | 0.04% | $337.6M | $818.4B | 2026-10-20 |
| 6 | MOAT VanEck Morningstar Wide Moat ETF | VanEck | 2.44% | $287.1M | $11.7B | 2026-10-20 |
| 7 | VTV Vanguard Morningstar Value ETF | Vanguard | 0.09% | $233.2M | — | 2026-09-30 |
| 8 | RSP Invesco S&P 500 Equal Weight ETF | Invesco | 0.21% | $204.1M | — | 2026-10-20 |
| 9 | XLI State Street® Industrial Select Sector SPDR® ETF | SPDR (State Street) | 0.52% | $156.6M | $30.3B | 2026-10-20 |
| 10 | VOE Vanguard Morningstar Mid-Cap Value ETF | Vanguard | 0.42% | $152.9M | — | 2026-09-30 |
| 11 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.20% | $116.0M | $57.3B | 2026-10-20 |
| 12 | VYM Vanguard High Dividend Yield ETF | Vanguard | 0.10% | $100.5M | — | 2026-09-30 |
| 13 | SPYM State Street® SPDR® Portfolio S&P 500® ETF | SPDR (State Street) | 0.04% | $75.7M | $183.5B | 2026-10-20 |
| 14 | SPLV Invesco S&P 500 Low Volatility ETF | Invesco | 0.94% | $68.1M | — | 2026-10-20 |
| 15 | DGRO iShares Core Dividend Growth ETF | iShares (BlackRock) | 0.15% | $66.8M | $44.3B | 2026-10-20 |
| 16 | IWD iShares Russell 1000 Value ETF | iShares (BlackRock) | 0.07% | $61.9M | $84.5B | 2026-10-20 |
| 17 | HDV iShares Core High Dividend ETF | iShares (BlackRock) | 0.34% | $53.5M | $15.6B | 2026-10-20 |
| 18 | IVE iShares S&P 500 Value ETF | iShares (BlackRock) | 0.09% | $45.8M | $50.4B | 2026-10-20 |
| 19 | IWS iShares Russell Mid-Cap Value ETF | iShares (BlackRock) | 0.27% | $42.1M | $15.6B | 2026-10-20 |
| 20 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.04% | $35.0M | $97.4B | 2026-10-20 |
| 21 | SPYV State Street® SPDR® Portfolio S&P 500® Value ETF | SPDR (State Street) | 0.09% | $34.8M | $38.3B | 2026-10-20 |
| 22 | FVD First Trust Value Line® Dividend Index Fund | First Trust | 0.44% | $34.7M | $7.9B | 2026-10-20 |
| 23 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.04% | $33.3M | — | 2026-10-20 |
| 24 | VIS Vanguard Industrials ETF | Vanguard | 0.37% | $31.8M | — | 2026-09-30 |
| 25 | SCHX Schwab U.S. Large-Cap ETF | Nport | 0.04% | $29.1M | — | 2026-05-31 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
18.60
TTM Diluted EPS
$3.89
TTM Revenue
$14.91B
TTM Net Income
$1.52B
TTM Op. Cash Flow
$1.87B
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q2 '26 | 2026-06-30 | $3.86B | $428.00M | $1.12 | $267.00M |
| Q1 '26 | 2026-03-31 | $3.57B | $340.00M | $0.87 | $413.00M |
| Q4 '25 | 2025-12-31 | $3.80B | $374.00M | $0.95 | $817.00M |
| Q3 '25 | 2025-09-30 | $3.69B | $374.00M | $0.95 | $374.00M |
| Q2 '25 | 2025-06-30 | $3.60B | $393.00M | $0.99 | $215.00M |
| Q1 '25 | 2025-03-31 | $3.35B | $243.00M | $0.61 | $190.00M |
| Q4 '24 | 2024-12-31 | $3.67B | $337.00M | $0.84 | $690.00M |
| Q3 '24 | 2024-09-30 | $3.55B | $540.00M | $1.34 | $394.00M |
| Q2 '24 | 2024-06-30 | $3.60B | $415.00M | $1.02 | $308.00M |
| Q1 '24 | 2024-03-31 | $3.44B | $353.00M | $0.86 | $171.00M |
| Q4 '23 | 2023-12-31 | $3.62B | $323.00M | $0.79 | $597.00M |
| Q3 '23 | 2023-09-30 | $3.52B | $376.00M | $0.91 | $306.00M |
Q2 2026 • period ending 2026-06-30 • filed 2026-07-23
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
18.60
P/B
—
P/S
1.89
EV/EBITDA
13.95
EV/Sales
2.31
ROE
—
ROA
13.6%
Div Yield
2.40%
FCF Yield
6.63%
Debt/Equity
—
Current Ratio
—
Market Cap
$28.23B
as of 2026-10-21
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
17.14M
SI % of Float
4.51%
Days to Cover
3.11
Short Vol Ratio
61.5%
Free Float
380.17M
Float %
99.9%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-07-16