DAVID E SHAW

CIK 1023870 · last filed 2024-10-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.52B

Companies

8

Total Filings

40

Lifetime Open-Market Net

-$890.92M

Filer Profile

Reported Address
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
State of Incorporation
DE
Related Filers
D. E. SHAW & CO, L.P. — 121 joint filings, latest 2025-03-05
D. E. SHAW & CO, L.L.C. — 106 joint filings, latest 2025-03-05
D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. — 75 joint filings, latest 2010-06-14
Schrodinger Equity Holdings, LLC — 38 joint filings, latest 2021-07-19
D. E. Shaw Oculus Portfolios, L.L.C. — 26 joint filings, latest 2018-05-17
D. E. Shaw CF-SP Franklin, L.L.C. — 10 joint filings, latest 2018-05-17
D. E. Shaw Direct Capital, L.L.C. — 9 joint filings, latest 2015-05-29
DC Funding SPV 2, L.L.C. — 9 joint filings, latest 2015-05-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IBTA 10%+ Owner 2,063,720 $41.56 $85.77M $6.34M 3 2024-10-29
SDGR 10%+ Owner 6,245,181 $28.92 $180.61M -$816.49M 25 2021-07-16
RLAY 10%+ Owner 3,281,253 $17.59 $57.72M $0 1 2020-07-21
OC Director 9,271,570 $123.80 $1.15B -$83.92M 2 2009-05-29
KIDS Director — $22.51 — $0 2 2008-07-16
KID BRANDS, INC (RUS) Delisted Director — — — $0 1 2008-01-07
ITG 10%+ Owner 4,396,392 $10.54 $46.34M $3.16M 1 2007-11-20
TTWO — $201.37 — $0 1 2007-03-29

Recent Filings · Page 2 of 4

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-05-20 SDGR Sell (S) −156,804 -$9.99M EDGAR
2021-05-14 SDGR Sell (S) −150,000 -$9.01M EDGAR
2021-05-06 SDGR Sell (S) −180,000 -$12.37M EDGAR
2021-04-29 SDGR Sell (S) −203,050 -$15.55M EDGAR
2021-04-15 SDGR Sell (S) −240,800 -$18.59M EDGAR
2021-04-01 SDGR Sell (S) −368,086 -$28.02M EDGAR
2021-03-24 SDGR Sell (S) −300,000 -$22.35M EDGAR
2021-02-24 SDGR Sell (S) −915,386 -$102.75M EDGAR
2021-02-19 SDGR Sell (S) −685,518 -$70.36M EDGAR
2020-12-04 SDGR Sell (S) −414,478 -$27.15M EDGAR
Showing 11–20 of 40
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.