Ralph V Whitworth

CIK 1052622 · last filed 2015-05-14

Ralph V Whitworth is a corporate insider who has filed 38 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing shows the insider sold $44.9M of PMCS on May 14, 2015. Across all open-market trades the lifetime net is +$342.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.01B across reported positions. 47 SEC filings were submitted jointly with David H Batchelder.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$2.01B
Companies
8
Total Filings
38
Lifetime Open-Market Net
$342.28M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

HPQ price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
RELATIONAL INVESTORS LLC
12400 HIGH BLUFF DRIVE, SUITE 600
SAN DIEGO, CA 92130
Related Filers
David H Batchelder — 47 joint filings, latest 2015-06-23
RELATIONAL INVESTORS LLC — 47 joint filings, latest 2015-06-23
Santander Holdings USA, Inc. — 17 joint filings, latest 2008-11-25
SPX CORP — 16 joint filings, latest 2015-01-16
HEWLETT PACKARD CO — 8 joint filings, latest 2014-04-24
MAGNUM HUNTER RESOURCES CORP — 4 joint filings, latest 2015-06-23
SPRINT NEXTEL CORP — 3 joint filings, latest 2008-05-15
Relational Investors Mid-Cap Fund 1, L.P. — 2 joint filings, latest 2011-10-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PMC SIERRA INC (PMCS) Delisted 10%+ Owner 17,307,171 — — -$42.75M 2 2015-05-14
Guaranty Bancorp (GBNK) Delisted 10%+ Owner 0 — — -$53.66M 1 2015-04-24
SPX Technologies, Inc. (SPW) Delisted 10%+ Owner 4,505,447 — — -$145.34M 6 2014-11-25
HPQ Director 29,844,059 $28.86 $861.30M $407.59M 5 2013-11-14
GENZ Director 4,750 $36.83 $174.9K $0 3 2011-04-06
NATIONAL SEMICONDUCTOR CORP (NSM) Delisted 10%+ Owner 22,594,257 — — -$64.13M 3 2009-01-20
SOVEREIGN BANCORP INC (SOV) Delisted Director 52,811,143 — — $240.57M 16 2008-11-25
S Director 53,093,875 $21.69 $1.15B $0 2 2008-05-15

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-05-14 PMC SIERRA INC (PMCS) Delisted Sell (S) −5,500,348 -$44.89M EDGAR
2015-04-24 Guaranty Bancorp (GBNK) Delisted Sell (S) −3,518,400 -$53.66M EDGAR
2014-11-25 SPX Technologies, Inc. (SPW) Delisted Sell (S) −489,568 -$45.74M EDGAR
2014-11-18 SPX Technologies, Inc. (SPW) Delisted Sell (S) −53,168 -$4.97M EDGAR
2014-11-12 SPX Technologies, Inc. (SPW) Delisted Sell (S) −592,878 -$55.19M EDGAR
2014-11-05 SPX Technologies, Inc. (SPW) Delisted Sell (S) −120,637 -$11.39M EDGAR
2014-03-18 SPX Technologies, Inc. (SPW) Delisted Sell (S) −371,325 -$38.16M EDGAR
2013-11-14 HPQ Grant (A) — $0 EDGAR
2013-09-05 SPX Technologies, Inc. (SPW) Delisted Buy (P) +136,576 $10.10M EDGAR
2013-08-02 PMC SIERRA INC (PMCS) Delisted Buy (P) +324,436 $2.14M EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.