RALPH V WHITWORTH

CIK 1052622 · last filed 2015-05-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.53B

Companies

8

Total Filings

38

Lifetime Open-Market Net

-$269.46M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PMC SIERRA INC (PMCS) Delisted 10%+ Owner 17,307,171 -$128.24M 2 2015-05-14
Guaranty Bancorp (GBNK) Delisted 10%+ Owner 0 -$160.97M 1 2015-04-24
SPX Technologies, Inc. (SPW) Delisted 10%+ Owner 4,289,521 -$436.03M 6 2014-11-25
HPQ Director 29,844,059 $22.88 $682.83M $407.59M 5 2013-11-14
GENZ Director 4,750 $36.45 $173.1K $0 3 2011-04-06
NATIONAL SEMICONDUCTOR CORP (NSM) Delisted 10%+ Owner 22,594,257 -$192.38M 3 2009-01-20
SOVEREIGN BANCORP INC (SOVpC) Delisted Director 52,811,143 $240.57M 16 2008-11-25
S Director 53,093,875 $15.91 $844.72M $0 2 2008-05-15

Recent Filings · Page 2 of 4

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-04-23 HPQ Mixed +7,356 $0 EDGAR
2012-06-04 HPQ Buy (P) +5,051,265 $112.15M EDGAR
2012-05-30 HPQ Buy (P) +13,148,735 $295.43M EDGAR
2012-04-24 HPQ Grant (A) $0 EDGAR
2011-04-06 GENZ Mixed −10,606,248 -$785.04M EDGAR
2010-06-18 GENZ Mixed +2,375 $0 EDGAR
2010-04-16 GENZ Grant (A) $0 EDGAR
2009-01-20 NATIONAL SEMICONDUCTOR CORP (NSM) Delisted Sell (S) −1,344,483 -$13.28M EDGAR
2009-01-15 NATIONAL SEMICONDUCTOR CORP (NSM) Delisted Sell (S) −6,267,600 -$60.71M EDGAR
2008-12-17 NATIONAL SEMICONDUCTOR CORP (NSM) Delisted Sell (S) −10,557,495 -$118.38M EDGAR
Showing 1120 of 38
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.