RALPH V WHITWORTH
CIK 1052622 · last filed 2015-05-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.53B
Companies
8
Total Filings
38
Lifetime Open-Market Net
-$269.46M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PMC SIERRA INC (PMCS) Delisted | 10%+ Owner | 17,307,171 | — | — | -$128.24M | 2 | 2015-05-14 |
| Guaranty Bancorp (GBNK) Delisted | 10%+ Owner | 0 | — | — | -$160.97M | 1 | 2015-04-24 |
| SPX Technologies, Inc. (SPW) Delisted | 10%+ Owner | 4,289,521 | — | — | -$436.03M | 6 | 2014-11-25 |
| HPQ | Director | 29,844,059 | $22.88 | $682.83M | $407.59M | 5 | 2013-11-14 |
| GENZ | Director | 4,750 | $36.45 | $173.1K | $0 | 3 | 2011-04-06 |
| NATIONAL SEMICONDUCTOR CORP (NSM) Delisted | 10%+ Owner | 22,594,257 | — | — | -$192.38M | 3 | 2009-01-20 |
| SOVEREIGN BANCORP INC (SOVpC) Delisted | Director | 52,811,143 | — | — | $240.57M | 16 | 2008-11-25 |
| S | Director | 53,093,875 | $15.91 | $844.72M | $0 | 2 | 2008-05-15 |
Recent Filings · Page 3 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-11-25 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Sell (S) | −2,198,963 | -$4.64M | EDGAR |
| 2008-11-13 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Sell (S) | −3,401,719 | -$7.83M | EDGAR |
| 2008-10-01 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Grant (A) | +4,493 | $0 | EDGAR |
| 2008-07-03 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Grant (A) | +2,411 | $0 | EDGAR |
| 2008-07-02 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Mixed | +3,185,459 | $27.76M | EDGAR |
| 2008-05-30 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Buy (P) | +3,183,048 | $27.76M | EDGAR |
| 2008-05-29 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Buy (P) | +1,353,600 | $11.67M | EDGAR |
| 2008-05-23 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Buy (P) | +4,710,486 | $39.58M | EDGAR |
| 2008-05-20 | SOVEREIGN BANCORP INC (SOVpC) Delisted | Buy (P) | +22,000,000 | $176.00M | EDGAR |
| 2008-05-15 | S | Grant (A) | +14,815 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.