Carlson Capital, L.P.
CIK 1056973 · last filed 2026-04-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$208.47M
Companies
8
Total Filings
29
Lifetime Open-Market Net
$51.84M
Filer Profile
Reported Address
2100 MCKINNEY AVESTE 1900
DALLAS, TX 75201
Phone
(214) 932-9600
State of Incorporation
DE
Formerly Known As
CARLSON CAPITAL L P (1998–2024)
Related Filers
Clint Duane Carlson — 67 joint filings, latest 2026-04-13
Double Black Diamond Offshore Ltd — 63 joint filings, latest 2024-10-25
Asgard Investment Corp. — 51 joint filings, latest 2017-05-22
Black Diamond Offshore Ltd. — 44 joint filings, latest 2024-10-25
Asgard Investment Corp. II — 33 joint filings, latest 2024-10-25
Archrock, Inc. — 29 joint filings, latest 2019-02-12
Black Diamond Relative Value Offshore Ltd. — 20 joint filings, latest 2014-07-10
DOUBLE BLACK DIAMOND, L.P. — 15 joint filings, latest 2017-05-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SWKHL | 10%+ Owner | 0 | $25.05 | $0 | $0 | 1 | 2026-04-08 |
| Magnera Corp (GLT) Delisted | 10%+ Owner | 516,538 | $21.05 | $10.87M | $3.79M | 1 | 2023-10-04 |
| Renewable Energy Group, Inc. (REGI) Delisted | 10%+ Owner | 3,835,000 | $61.50 | $235.85M | -$834.1K | 1 | 2017-07-05 |
| AROC | 10%+ Owner | 6,850,905 | $30.43 | $208.47M | -$23.84M | 13 | 2016-12-08 |
| ULTRATECH INC (UTEK) Delisted | 10%+ Owner | 3,374,674 | — | — | -$8.02M | 10 | 2016-07-27 |
| Tri Pointe Homes, Inc. (TPH) Delisted | 10%+ Owner | 3,379,402 | $46.95 | $158.66M | $124.74M | 1 | 2014-07-10 |
| SUNRISE SENIOR LIVING INC (SRZ) Delisted | 10%+ Owner | 6,276,858 | — | — | -$44.23M | 1 | 2012-11-21 |
| CANO PETROLEUM, INC (CFW) Delisted | 10%+ Owner | 5,546,663 | — | — | $228.0K | 1 | 2008-11-05 |
Recent Filings · Page 2 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-16 | AROC | Sell (S) | −451,580 | -$5.79M | EDGAR |
| 2016-10-14 | AROC | Sell (S) | −43,904 | -$564.4K | EDGAR |
| 2016-07-27 | ULTRATECH INC (UTEK) Delisted | Sell (S) | −810,000 | -$19.86M | EDGAR |
| 2016-02-29 | AROC | Buy (P) | +663,433 | $2.55M | EDGAR |
| 2016-01-29 | AROC | Buy (P) | +442,068 | $2.45M | EDGAR |
| 2016-01-27 | AROC | Buy (P) | +475,991 | $2.36M | EDGAR |
| 2016-01-25 | AROC | Buy (P) | +568,041 | $3.15M | EDGAR |
| 2015-11-03 | ULTRATECH INC (UTEK) Delisted | Buy (P) | +87,935 | $1.38M | EDGAR |
| 2015-10-30 | ULTRATECH INC (UTEK) Delisted | Buy (P) | +86,537 | $1.36M | EDGAR |
| 2015-10-28 | ULTRATECH INC (UTEK) Delisted | Buy (P) | +33,028 | $495.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.