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PHILLIP G NORTON

CIK 1057485 · Executive Chairman · last filed 2018-09-27

PHILLIP G NORTON is an Executive Chairman who has filed 54 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for PLUS, was dated Sep 27, 2018. Across all open-market trades the lifetime net is −$63.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.81M

Companies

1

Total Filings

54

Lifetime Open-Market Net

-$63.54M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PLUS Executive Chairman 54,020 $89.10 $4.81M -$63.54M 54 2018-09-27

Recent Filings

54 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-09-27 PLUS Grant (A) +797 $0 EDGAR
2018-08-02 PLUS Mixed −3,386 $0 EDGAR
2018-06-01 PLUS Sell (S) −20,338 -$1.86M EDGAR
2017-06-19 PLUS Tax (F) −6,587 -$492.9K EDGAR
2017-06-12 PLUS Sell (S) −20,880 -$1.65M EDGAR
2016-09-26 PLUS Sell (S) −51,832 -$4.69M EDGAR
2016-09-21 PLUS Sell (S) −42,682 -$3.87M EDGAR
2016-08-15 PLUS Sell (S) −20,780 -$1.80M EDGAR
2016-07-12 PLUS Mixed −3,560 -$123.8K EDGAR
2016-06-17 PLUS Tax (F) −1,748 -$151.4K EDGAR
Showing 1–10 of 54
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.