PHILLIP G NORTON
CIK 1057485 · Executive Chairman · last filed 2018-09-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.81M
Companies
1
Total Filings
54
Lifetime Open-Market Net
-$63.54M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PLUS | Executive Chairman | 54,020 | $89.10 | $4.81M | -$63.54M | 54 | 2018-09-27 |
Recent Filings · Page 2 of 6
54 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-06-16 | PLUS | Mixed | +7,173 | -$162.2K | EDGAR |
| 2016-06-14 | PLUS | Tax (F) | −2,565 | -$230.2K | EDGAR |
| 2016-02-01 | PLUS | Sell (S) | −100 | -$9.4K | EDGAR |
| 2016-01-06 | PLUS | Sell (S) | −57,750 | -$5.33M | EDGAR |
| 2015-12-09 | PLUS | Sell (S) | −57,750 | -$5.10M | EDGAR |
| 2015-11-12 | PLUS | Sell (S) | −12,073 | -$1.13M | EDGAR |
| 2015-11-04 | PLUS | Sell (S) | −57,750 | -$4.85M | EDGAR |
| 2015-10-07 | PLUS | Sell (S) | −57,750 | -$4.74M | EDGAR |
| 2015-09-17 | PLUS | Sell (S) | −24,829 | -$1.83M | EDGAR |
| 2015-09-14 | PLUS | Sell (S) | −32,921 | -$2.46M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.