RONALD I SIMON

CIK 1060435 · last filed 2025-10-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.68M

Companies

8

Total Filings

65

Lifetime Open-Market Net

$315.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFCpD Director 80,000 $23.18 $1.85M $75.2K 2 2025-10-02
EARN Director 80,000 $4.61 $368.8K $251.0K 18 2025-10-02
Ellington Financial Inc. (EFCpE) Delisted Director 56,880 $25.56 $1.45M $0 2 2024-09-13
EFCpB Director 43,024 $24.55 $1.06M $0 1 2022-09-15
INDEPENDENCE HOLDING CO (IHC) Delisted Director 0 $57.01 $0 -$40.2K 13 2022-02-16
Ellington Financial Inc. (EFCpA) Delisted Director 38,958 $25.17 $980.6K $0 2 2021-09-15
EFC Director 29,610 $13.68 $405.1K $29.8K 13 2019-09-13
CXM $5.34 $0 1 2009-02-02

Recent Filings · Page 3 of 7

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-11-13 INDEPENDENCE HOLDING CO (IHC) Delisted Grant (A) +2,475 $0 EDGAR
2019-09-13 EARN Grant (A) +3,756 $0 EDGAR
2019-09-13 EFC Mixed +3,610 $0 EDGAR
2018-11-20 INDEPENDENCE HOLDING CO (IHC) Delisted Other (J) $0 EDGAR
2018-11-13 INDEPENDENCE HOLDING CO (IHC) Delisted Grant (A) +2,475 $0 EDGAR
2018-09-14 EFC Mixed +3,334 $0 EDGAR
2018-09-14 EARN Grant (A) +3,286 $0 EDGAR
2018-05-24 EFC Buy (P) +1,839 $29.8K EDGAR
2018-05-24 EARN Buy (P) +3,761 $43.0K EDGAR
2018-05-10 EARN Buy (P) +2,500 $27.0K EDGAR
Showing 2130 of 65
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.