RONALD I SIMON
CIK 1060435 · last filed 2025-10-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.68M
Companies
8
Total Filings
65
Lifetime Open-Market Net
$315.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFCpD | Director | 80,000 | $23.18 | $1.85M | $75.2K | 2 | 2025-10-02 |
| EARN | Director | 80,000 | $4.61 | $368.8K | $251.0K | 18 | 2025-10-02 |
| Ellington Financial Inc. (EFCpE) Delisted | Director | 56,880 | $25.56 | $1.45M | $0 | 2 | 2024-09-13 |
| EFCpB | Director | 43,024 | $24.55 | $1.06M | $0 | 1 | 2022-09-15 |
| INDEPENDENCE HOLDING CO (IHC) Delisted | Director | 0 | $57.01 | $0 | -$40.2K | 13 | 2022-02-16 |
| Ellington Financial Inc. (EFCpA) Delisted | Director | 38,958 | $25.17 | $980.6K | $0 | 2 | 2021-09-15 |
| EFC | Director | 29,610 | $13.68 | $405.1K | $29.8K | 13 | 2019-09-13 |
| CXM | — | $5.34 | — | $0 | 1 | 2009-02-02 |
Recent Filings · Page 4 of 7
65 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-12-05 | INDEPENDENCE HOLDING CO (IHC) Delisted | Other (J) | — | $0 | EDGAR |
| 2017-11-17 | INDEPENDENCE HOLDING CO (IHC) Delisted | Grant (A) | +2,475 | $0 | EDGAR |
| 2017-09-14 | EFC | Mixed | +2,801 | $0 | EDGAR |
| 2017-09-14 | EARN | Grant (A) | +2,494 | $0 | EDGAR |
| 2016-11-15 | INDEPENDENCE HOLDING CO (IHC) Delisted | Grant (A) | +2,475 | $0 | EDGAR |
| 2016-09-15 | EFC | Mixed | +2,475 | $0 | EDGAR |
| 2016-09-15 | EARN | Grant (A) | +2,464 | $0 | EDGAR |
| 2016-09-01 | — | Other (J) | −16,668 | $0 | |
| 2016-03-21 | EARN | Buy (P) | +2,500 | $30.4K | EDGAR |
| 2016-01-08 | — | Exer (M) | +7,778 | $81.1K |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.