ROD CANION

CIK 1063294 · last filed 2020-10-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.20M

Companies

3

Total Filings

55

Lifetime Open-Market Net

$968.3K

Filer Profile

Reported Address
5 POST OAK PARK
STE 1655
HOUSTON, TX 77056
Related Filers
Invesco Ltd. — 28 joint filings, latest 2020-10-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XSHQ Director 122,931 $48.22 $5.93M $968.3K 14 2020-10-29
SPXX Director 49,418 $19.09 $943.4K $0 8 2018-04-30
IVZ Director 40,310 $33.07 $1.33M $0 33 2016-05-03

Recent Filings · Page 4 of 6

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-02-04 IVZ Grant (A) +714 $0 EDGAR
2013-11-05 IVZ Grant (A) +701 $0 EDGAR
2013-08-05 IVZ Grant (A) +718 $0 EDGAR
2013-05-03 IVZ Grant (A) +755 $0 EDGAR
2013-02-05 IVZ Grant (A) +855 $0 EDGAR
2012-11-06 IVZ Grant (A) +973 $0 EDGAR
2012-07-31 IVZ Grant (A) +1,073 $0 EDGAR
2012-05-01 IVZ Grant (A) +946 $0 EDGAR
2012-01-31 IVZ Grant (A) +1,033 $0 EDGAR
2011-10-27 IVZ Grant (A) +1,263 $0 EDGAR
Showing 3140 of 55
Page 4 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.