ROD CANION

CIK 1063294 · last filed 2020-10-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.91M

Companies

3

Total Filings

55

Lifetime Open-Market Net

$968.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XSHQ Director 122,931 $47.20 $5.80M $968.3K 14 2020-10-29
SPXX Director 49,418 $18.36 $907.3K $0 8 2018-04-30
IVZ Director 40,310 $29.80 $1.20M $0 33 2016-05-03

Recent Filings · Page 4 of 6

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-02-04 IVZ Grant (A) +714 $0 EDGAR
2013-11-05 IVZ Grant (A) +701 $0 EDGAR
2013-08-05 IVZ Grant (A) +718 $0 EDGAR
2013-05-03 IVZ Grant (A) +755 $0 EDGAR
2013-02-05 IVZ Grant (A) +855 $0 EDGAR
2012-11-06 IVZ Grant (A) +973 $0 EDGAR
2012-07-31 IVZ Grant (A) +1,073 $0 EDGAR
2012-05-01 IVZ Grant (A) +946 $0 EDGAR
2012-01-31 IVZ Grant (A) +1,033 $0 EDGAR
2011-10-27 IVZ Grant (A) +1,263 $0 EDGAR
Showing 3140 of 55
Page 4 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.