JOE E DAVIS

CIK 1063480 · last filed 2021-05-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$312.1K

Companies

3

Total Filings

40

Lifetime Open-Market Net

-$25.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NAII Director 126,886 $2.46 $312.1K -$35.2K 20 2021-05-20
ANWORTH MORTGAGE ASSET CORP (ANHpC) Delisted Director 0 $25.15 $0 $0 7 2021-03-22
ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Director 15,582 $25.10 $391.1K $9.4K 13 2014-07-14

Recent Filings · Page 3 of 4

40 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-06-26 NAII Grant (A) +4,500 $0 EDGAR
2012-09-05 NAII Grant (A) +3,000 $0 EDGAR
2012-07-02 ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Grant (A) $0 EDGAR
2011-07-25 ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Exer (M) +260 $1.7K EDGAR
2011-07-05 ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Grant (A) $0 EDGAR
2011-06-15 NAII Grant (A) $0 EDGAR
2010-09-02 NAII Grant (A) $0 EDGAR
2010-07-02 ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Grant (A) $0 EDGAR
2010-03-02 NAII Exer (M) +796 $6.1K EDGAR
2009-07-14 ANWORTH MORTGAGE ASSET CORP (ANHpB) Delisted Grant (A) $0 EDGAR
Showing 2130 of 40
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.