JOE E DAVIS
CIK 1063480 · last filed 2021-05-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$269.0K
Companies
2
Total Filings
40
Lifetime Open-Market Net
-$25.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NAII | Director | 126,886 | $2.12 | $269.0K | -$35.2K | 20 | 2021-05-20 |
| ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Director | 0 | $2.98 | $0 | $9.4K | 20 | 2021-03-22 |
Recent Filings · Page 4 of 4
40 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-07-01 | NAII | Grant (A) | — | $0 | EDGAR |
| 2009-03-03 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Mixed | +1,322 | $5.8K | EDGAR |
| 2008-11-21 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | +2,000 | $9.4K | EDGAR |
| 2008-07-02 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Grant (A) | +2,000 | $0 | EDGAR |
| 2008-04-28 | NAII | Grant (A) | — | $0 | EDGAR |
| 2008-02-25 | NAII | Exer (M) | +10,000 | $37.0K | EDGAR |
| 2007-08-13 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | — | $0 | EDGAR |
| 2007-08-06 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | — | $0 | EDGAR |
| 2007-07-12 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Grant (A) | +2,000 | $0 | EDGAR |
| 2007-07-02 | NAII | Grant (A) | — | $0 | EDGAR |
Showing 31–40 of 40
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.