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RAJIV GUPTA

CIK 1068731 · Chairman & CEO · last filed 2022-04-28

RAJIV GUPTA is a Chairman & CEO who has filed 156 SEC Form 4 insider transactions across 9 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $24.7K of APTV on Apr 28, 2022. Across all open-market trades the lifetime net is −$41.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $38.2M across reported positions. 48 SEC filings were submitted jointly with Aptiv PLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.16M

Companies

9

Total Filings

156

Lifetime Open-Market Net

-$41.06M

Filer Profile

Reported Address
234 RAVENCLIFF DRIVE
ST DAVIDS, PA 19087
Formerly Known As
GUPTA RAJIY (1999–1999)
Related Filers
Aptiv PLC — 48 joint filings, latest 2022-04-28
TYCO INTERNATIONAL LTD — 24 joint filings, latest 2016-09-07
PACKARD CO HEWLETT — 17 joint filings, latest 2016-05-09
Arconic Inc. — 6 joint filings, latest 2019-05-20
DuPont de Nemours, Inc. — 3 joint filings, latest 2020-05-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
APTV Director 45,586 $44.86 $2.04M $0 14 2022-04-28
AVTR Director 1,058,671 $15.26 $16.15M -$40.17M 14 2022-04-05
DD Director 5,153 $131.81 $679.2K $0 2 2020-05-29
HWM Director 45,201 $232.25 $10.50M $499.4K 5 2019-05-20
Aptiv PLC (DLPH) Delisted Director 23,554 — — -$2.56M 28 2017-11-27
JCI Director 35,223 $150.41 $5.30M $0 1 2016-09-07
HPQ Director 111,616 $31.27 $3.49M $1.26M 14 2016-05-09
Johnson Controls International plc (TYC) Delisted Director 20,085 — — $0 11 2016-03-14
ROHM & HAAS CO (ROH) Delisted Chairman & CEO 311,918 — — -$93.5K 62 2009-03-24

Recent Filings

156 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-04-28 APTV Tax (F) −241 -$24.7K EDGAR
2022-04-05 AVTR Grant (A) +1,215 $0 EDGAR
2021-12-03 AVTR Sell (S) −100,000 -$3.93M EDGAR
2021-11-02 AVTR Sell (S) −100,000 -$4.03M EDGAR
2021-10-04 AVTR Sell (S) −100,000 -$3.99M EDGAR
2021-09-02 AVTR Sell (S) −100,000 -$3.95M EDGAR
2021-08-23 AVTR Sell (S) −100,000 -$3.88M EDGAR
2021-06-28 AVTR Sell (S) −68,605 -$2.42M EDGAR
2021-05-28 AVTR Sell (S) −228,109 -$7.28M EDGAR
2021-05-26 AVTR Sell (S) −337,571 -$10.69M EDGAR
Showing 1–10 of 156
Page 1 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.