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RICHARD MD SHERMAN

CIK 1073391 · last filed 2017-05-16

RICHARD MD SHERMAN is a corporate insider who has filed 42 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ICUI, was dated May 16, 2017. Across all open-market trades the lifetime net is −$4.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.02M

Companies

1

Total Filings

42

Lifetime Open-Market Net

-$4.29M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ICUI Director 69,942 $157.51 $11.02M -$4.29M 42 2017-05-16

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-05-16 ICUI Exer (M) +743 $0 EDGAR
2017-05-09 ICUI Grant (A) — $0 EDGAR
2017-03-14 ICUI Mixed +1,500 -$123.7K EDGAR
2016-10-07 ICUI Mixed — -$152.6K EDGAR
2016-09-19 ICUI Mixed — -$267.7K EDGAR
2016-06-16 ICUI Exer (M) +792 $0 EDGAR
2016-05-18 ICUI Grant (A) — $0 EDGAR
2015-08-03 ICUI Mixed +1,500 -$57.0K EDGAR
2015-06-17 ICUI Exer (M) +616 $0 EDGAR
2015-06-16 ICUI Grant (A) — $0 EDGAR
Showing 1–10 of 42
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.