RICHARD MD SHERMAN

CIK 1073391 · last filed 2017-05-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.00M

Companies

1

Total Filings

42

Lifetime Open-Market Net

-$4.29M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ICUI Director 69,942 $157.34 $11.00M -$4.29M 42 2017-05-16

Recent Filings · Page 2 of 5

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-04-01 ICUI Mixed +1,500 -$61.6K EDGAR
2015-01-14 ICUI Mixed -$425.0K EDGAR
2014-12-22 ICUI Mixed -$184.5K EDGAR
2014-12-09 ICUI Gift (G) −300 $0 EDGAR
2014-10-21 ICUI Mixed -$118.6K EDGAR
2014-10-17 ICUI Mixed -$56.0K EDGAR
2013-12-18 ICUI Mixed -$124.5K EDGAR
2013-12-09 ICUI Sell (S) −1,550 -$101.4K EDGAR
2013-05-13 ICUI Mixed +1,022 $0 EDGAR
2012-05-15 ICUI Grant (A) $0 EDGAR
Showing 1120 of 42
Page 2 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.