JAMES E OCONNOR
CIK 1074998 · Chairman/CEO · last filed 2020-08-26
JAMES E OCONNOR is a Chairman/CEO who has filed 52 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $416.4K of CWST on Aug 26, 2020. Across all open-market trades the lifetime net is −$8.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $37.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$37.38M
4
52
-$8.47M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CWST | Director | 17,141 | $90.03 | $1.54M | -$797.9K | 10 | 2020-08-26 |
| CLNE | Director | 127,118 | $2.09 | $265.7K | $0 | 10 | 2020-02-26 |
| Swisher Hygiene Inc. (SWSH) Delisted | 1,000 | — | — | $0 | 1 | 2011-05-17 | |
| RSG | Chairman/CEO | 163,617 | $217.42 | $35.57M | -$7.68M | 31 | 2011-04-19 |
Recent Filings
52 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-08-26 | CWST | Sell (S) | −7,390 | -$416.4K | EDGAR |
| 2020-06-04 | CWST | Grant (A) | +1,921 | $0 | EDGAR |
| 2020-02-26 | CLNE | Grant (A) | — | $0 | EDGAR |
| 2019-08-06 | CWST | Sell (S) | −10,000 | -$443.9K | EDGAR |
| 2019-06-05 | CWST | Grant (A) | +2,547 | $0 | EDGAR |
| 2019-02-26 | CLNE | Grant (A) | — | $0 | EDGAR |
| 2018-06-04 | CWST | Grant (A) | +2,724 | $0 | EDGAR |
| 2018-03-06 | CLNE | Grant (A) | +30,000 | $0 | EDGAR |
| 2017-06-07 | CWST | Grant (A) | +4,421 | $0 | EDGAR |
| 2017-05-26 | CLNE | Grant (A) | +41,493 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.