JAMES E OCONNOR
CIK 1074998 · Chairman/CEO · last filed 2020-08-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$37.38M
Companies
4
Total Filings
52
Lifetime Open-Market Net
-$8.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CWST | Director | 17,141 | $90.03 | $1.54M | -$797.9K | 10 | 2020-08-26 |
| CLNE | Director | 127,118 | $2.09 | $265.7K | $0 | 10 | 2020-02-26 |
| Swisher Hygiene Inc. (SWSH) Delisted | 1,000 | — | — | $0 | 1 | 2011-05-17 | |
| RSG | Chairman/CEO | 163,617 | $217.42 | $35.57M | -$7.68M | 31 | 2011-04-19 |
Recent Filings · Page 2 of 6
52 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-18 | CWST | Grant (A) | +4,006 | $0 | EDGAR |
| 2016-11-16 | CLNE | Grant (A) | +27,625 | $0 | EDGAR |
| 2015-11-18 | CLNE | Grant (A) | +20,000 | $0 | EDGAR |
| 2015-11-10 | CWST | Buy (P) | +5,000 | $30.5K | EDGAR |
| 2015-08-05 | CWST | Buy (P) | +5,000 | $32.0K | EDGAR |
| 2015-07-09 | CWST | Grant (A) | +8,912 | $0 | EDGAR |
| 2014-12-02 | CLNE | Grant (A) | — | $0 | EDGAR |
| 2014-02-04 | CLNE | Grant (A) | — | $0 | EDGAR |
| 2012-12-14 | CLNE | Grant (A) | — | $0 | EDGAR |
| 2012-01-27 | CLNE | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.