JERRY A GRUNDHOFER

CIK 1105789 · last filed 2017-04-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$43.92M

Companies

5

Total Filings

107

Lifetime Open-Market Net

-$92.14M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ECL Director 50,595 $270.25 $13.67M -$2.70M 60 2017-04-04
C Director 14,354 $134.89 $1.94M $132 10 2011-04-04
LEHMAN BROTHERS HOLDINGS INC (LEH) Delisted Director $0 1 2008-04-17
MIDLAND CO (MLAN) Delisted Director 0 $0 2 2008-04-03
USB Director 449,304 $63.01 $28.31M -$89.44M 34 2007-10-24

Recent Filings · Page 2 of 11

107 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-20 ECL Mixed +11,298 $200 EDGAR
2015-07-02 ECL Grant (A) +496 $31.2K EDGAR
2015-05-08 ECL Grant (A) $0 EDGAR
2015-04-02 ECL Grant (A) +489 $31.2K EDGAR
2015-01-05 ECL Grant (A) +445 $28.7K EDGAR
2014-12-02 ECL Mixed +6,962 $28 EDGAR
2014-10-02 ECL Mixed −12,642 $28.7K EDGAR
2014-07-02 ECL Grant (A) +425 $28.7K EDGAR
2014-01-30 ECL Mixed +4,729 $60 EDGAR
2014-01-03 ECL Mixed −11,049 $28.7K EDGAR
Showing 1120 of 107
Page 2 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.