JERRY A GRUNDHOFER

CIK 1105789 · last filed 2017-04-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$43.92M

Companies

5

Total Filings

107

Lifetime Open-Market Net

-$92.14M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ECL Director 50,595 $270.25 $13.67M -$2.70M 60 2017-04-04
C Director 14,354 $134.89 $1.94M $132 10 2011-04-04
LEHMAN BROTHERS HOLDINGS INC (LEH) Delisted Director $0 1 2008-04-17
MIDLAND CO (MLAN) Delisted Director 0 $0 2 2008-04-03
USB Director 449,304 $63.01 $28.31M -$89.44M 34 2007-10-24

Recent Filings · Page 9 of 11

107 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-07-24 USB Mixed +164,302 $3.12M EDGAR
2007-07-24 USB Mixed +49,800 -$839.8K EDGAR
2007-07-24 USB Sell (S) −49,900 -$1.60M EDGAR
2007-07-24 USB Mixed +49,900 -$628.4K EDGAR
2007-07-24 USB Sell (S) −49,800 -$1.60M EDGAR
2007-07-24 USB Sell (S) −10,800 -$340.6K EDGAR
2007-07-24 USB Sell (S) −153,502 -$4.82M EDGAR
2007-07-03 ECL Grant (A) +558 $16.5K EDGAR
2007-05-11 ECL Mixed +3,033 $19 EDGAR
2007-05-08 ECL Grant (A) $0 EDGAR
Showing 8190 of 107
Page 9 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.