TPG Advisors III, Inc.

CIK 1107479 · last filed 2014-03-19

TPG Advisors III, Inc. is a corporate insider who has filed 6 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $896.6M of Q on Mar 19, 2014. Across all open-market trades the lifetime net is −$1.78B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.84B across reported positions. The firm reports its address in Fort Worth, TX. 14 SEC filings were submitted jointly with James G Coulter.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.84B

Companies

Total Filings

Lifetime Open-Market Net

-$1.78B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Q price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

301 COMMERCE STREET
SUITE 3300
FORT WORTH, TX 76102

Phone

(817) 871-4000

Formerly Known As

TPG ADVISORS III INC (2000–2011)

Related Filers

James G Coulter — 14 joint filings, latest 2014-05-28

David Bonderman — 12 joint filings, latest 2014-05-28

Burger King Holdings Inc — 10 joint filings, latest 2011-02-14

ENDURANCE SPECIALTY HOLDINGS LTD — 7 joint filings, latest 2006-02-14

TPG Group Holdings (SBS) Advisors, Inc. — 6 joint filings, latest 2013-09-20

NRG ENERGY, INC. — 5 joint filings, latest 2006-08-16

Fidelity National Information Services, Inc. — 4 joint filings, latest 2007-09-07

TPG Advisors V, Inc. — 4 joint filings, latest 2014-05-28

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Q	10%+ Owner	17,858,455	$108.64	$1.94B	-$896.55M	1	2014-03-19
Kraton Corp (KRA) Delisted		0	$46.49	$0	-$864.20M	1	2011-04-08
WMG	10%+ Owner	28,433,497	$31.78	$903.62M	$0	2	2007-03-27
SMART Modular Technologies (WWH), Inc. (SMOD) Delisted	10%+ Owner	2,580,950	—	—	-$18.53M	2	2007-02-08

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-03-19	Q	Sell (S)	−17,820,595	-$896.55M	EDGAR
2011-04-08	Kraton Corp (KRA) Delisted	Sell (S)	−23,971,372	-$864.20M	EDGAR
2007-03-27	WMG	Disp (D)	−345,888	-$7.29M	EDGAR
2007-03-01	WMG	Disp (D)	−7,560,000	-$159.25M	EDGAR
2007-02-08	SMART Modular Technologies (WWH), Inc. (SMOD) Delisted	Sell (S)	−84,185	-$1.00M	EDGAR
2007-01-19	SMART Modular Technologies (WWH), Inc. (SMOD) Delisted	Sell (S)	−1,473,248	-$17.53M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.