SHERMAN TUAN

CIK 1126026 · last filed 2025-12-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.31M

Companies

1

Total Filings

42

Lifetime Open-Market Net

-$9.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SMCI Director 207,156 $30.46 $6.31M -$9.11M 42 2025-12-01

Recent Filings · Page 3 of 5

42 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-08-05 SMCI Grant (A) $0 EDGAR
2021-07-02 SMCI Exer (M) +8,289 $0 EDGAR
2021-05-12 SMCI Exer (M) +21,600 $0 EDGAR
2020-11-30 SMCI Gift (G) −90 $0 EDGAR
2020-11-24 SMCI Mixed -$120.8K EDGAR
2020-09-01 SMCI Mixed −2,650 -$151.5K EDGAR
2020-08-25 SMCI Grant (A) $0 EDGAR
2020-03-31 SMCI Grant (A) $0 EDGAR
2020-02-14 SMCI Sell (S) −5,000 -$145.0K EDGAR
2020-02-05 SMCI Mixed +2,787 -$25 EDGAR
Showing 2130 of 42
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.