STUART ROTHSTEIN

CIK 1128865 · President & CEO · last filed 2026-03-13

STUART ROTHSTEIN is a President & CEO who has filed 67 SEC Form 4 insider transactions across 5 companies since 2009. Across all open-market trades the lifetime net is −$10.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.04M

Companies

5

Total Filings

67

Lifetime Open-Market Net

-$10.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARI President & CEO 282,676 $10.74 $3.04M -$6.59M 32 2026-02-03
Apollo Commercial Real Estate Finance, Inc. (ARIpC) Delisted President & CEO 276,938 -$3.07M 15 2019-04-16
Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted President & CEO 213,507 -$649.3K 16 2016-01-06
Apollo Residential Mortgage, Inc. (AMTGpA) Delisted CFO,Treasurer & Secretary 18,473 $0 1 2012-11-28
Apollo Residential Mortgage, Inc. (AMTG) Delisted CFO, Treasurer & Secretary 5,750 $90.5K 2 2011-08-05

Recent Filings

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-03-13 Buy (P) +9,917 $250.0K
2026-02-03 ARI Tax (F) −61,485 -$656.7K EDGAR
2026-01-02 ARI Grant (A) +109,452 $0 EDGAR
2025-12-16 ARI Sell (S) −52,072 -$529.1K EDGAR
2025-09-16 ARI Sell (S) −52,073 -$561.3K EDGAR
2025-06-17 ARI Sell (S) −52,074 -$511.8K EDGAR
2025-03-19 ARI Sell (S) −52,074 -$520.2K EDGAR
2025-02-04 ARI Tax (F) −62,190 -$564.1K EDGAR
2025-01-16 ARI Grant (A) +84,900 $0 EDGAR
2024-04-17 ARI Sell (S) −40,000 -$424.0K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.