STUART ROTHSTEIN
CIK 1128865 · President & CEO · last filed 2026-03-13
STUART ROTHSTEIN is a President & CEO who has filed 75 SEC Form 4 insider transactions across 2 companies since 2009. Across all open-market trades the lifetime net is −$10.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.8M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.84M
2
75
-$10.22M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARI | President & CEO | 282,676 | $6.51 | $1.84M | -$10.31M | 63 | 2026-02-03 |
| Apollo Residential Mortgage, Inc. (AMTG) Delisted | CFO,Treasurer & Secretary | 18,473 | — | — | $90.5K | 3 | 2012-11-28 |
Recent Filings
75 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-13 | — | Buy (P) | +9,917 | $250.0K | |
| 2026-02-03 | ARI | Tax (F) | −61,485 | -$656.7K | EDGAR |
| 2026-01-02 | ARI | Grant (A) | +109,452 | $0 | EDGAR |
| 2025-12-16 | ARI | Sell (S) | −52,072 | -$529.1K | EDGAR |
| 2025-12-15 | ARI | Notice (144) | −52,072 | -$527.0K | EDGAR |
| 2025-09-16 | ARI | Sell (S) | −52,073 | -$561.3K | EDGAR |
| 2025-09-15 | ARI | Notice (144) | −52,073 | -$564.5K | EDGAR |
| 2025-06-17 | ARI | Sell (S) | −52,074 | -$511.8K | EDGAR |
| 2025-06-16 | ARI | Notice (144) | −52,074 | -$511.4K | EDGAR |
| 2025-03-19 | ARI | Sell (S) | −52,074 | -$520.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.