STUART ROTHSTEIN

CIK 1128865 · President & CEO · last filed 2026-03-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.04M

Companies

5

Total Filings

67

Lifetime Open-Market Net

-$10.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARI President & CEO 282,676 $10.74 $3.04M -$6.59M 32 2026-02-03
Apollo Commercial Real Estate Finance, Inc. (ARIpC) Delisted President & CEO 276,938 -$3.07M 15 2019-04-16
Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted President & CEO 213,507 -$649.3K 16 2016-01-06
Apollo Residential Mortgage, Inc. (AMTGpA) Delisted CFO,Treasurer & Secretary 18,473 $0 1 2012-11-28
Apollo Residential Mortgage, Inc. (AMTG) Delisted CFO, Treasurer & Secretary 5,750 $90.5K 2 2011-08-05

Recent Filings · Page 2 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-01-31 ARI Tax (F) −86,383 -$1.01M EDGAR
2024-01-18 ARI Sell (S) −40,000 -$458.2K EDGAR
2023-12-28 ARI Mixed +50,909 -$403.6K EDGAR
2023-07-19 ARI Sell (S) −40,000 -$472.0K EDGAR
2023-01-31 ARI Tax (F) −75,757 -$900.0K EDGAR
2022-12-29 ARI Grant (A) +193,847 $0 EDGAR
2022-11-09 ARI Buy (P) +15,000 $167.7K EDGAR
2022-01-31 ARI Tax (F) −67,694 -$905.7K EDGAR
2021-12-29 ARI Grant (A) +168,125 $0 EDGAR
2021-06-08 ARI Sell (S) −73,057 -$1.21M EDGAR
Showing 1120 of 67
Page 2 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.