STEPHEN E COURTER

CIK 1131058 · Chief Executive Officer · last filed 2025-10-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.98M

Companies

3

Total Filings

38

Lifetime Open-Market Net

-$208.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPLD Director 124,232 $0.68 $84.8K -$243.2K 17 2025-10-29
CDZIP Director 75,489 $23.50 $1.77M $27.8K 6 2025-06-30
CDZI Director 30,098 $3.99 $120.1K $6.8K 14 2021-07-01

Recent Filings · Page 3 of 4

38 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-08-30 UPLD Grant (A) $0 EDGAR
2018-08-08 UPLD Grant (A) +1,497 $0 EDGAR
2018-07-02 CDZI Grant (A) +1,573 $20.0K EDGAR
2017-10-05 UPLD Grant (A) $0 EDGAR
2017-07-03 CDZI Grant (A) +1,449 $0 EDGAR
2016-08-10 UPLD Grant (A) $0 EDGAR
2016-06-30 CDZI Grant (A) +3,473 $0 EDGAR
2015-11-13 UPLD Grant (A) $0 EDGAR
2015-07-02 CDZI Grant (A) +2,370 $0 EDGAR
2014-11-07 UPLD Grant (A) +10,416 $0 EDGAR
Showing 2130 of 38
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.