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STEPHEN A KAPLAN

CIK 1142409 · Principal · last filed 2026-01-16

STEPHEN A KAPLAN is a Principal who has filed 53 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider was granted $130.0K of TSQ on Jan 16, 2026. Across all open-market trades the lifetime net is −$277.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $78.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$78.67M

Companies

7

Total Filings

53

Lifetime Open-Market Net

-$277.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSQ Director 12,584,736 $5.95 $74.88M $18.10M 18 2026-01-16
RGC Director 0 $5.28 $0 $866.0K 18 2018-02-28
AdvancePierre Foods Holdings, Inc. (APFH) Delisted Director 0 — — $0 2 2017-06-07
Brookfield Oaktree Holdings, LLC (OAK) Delisted Principal 125,181 — — $0 9 2016-11-18
GNK Director 151,253 $25.06 $3.79M -$147.58M 3 2008-05-30
General Maritime Subsidiary Corp (GMR) Delisted Director 5,650 — — $0 1 2007-07-02
GENCO SHIPPING & TRADING LTD (GSTL) Delisted 10%+ Owner 4,032,429 — — -$148.43M 1 2007-02-21

Recent Filings

53 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-01-16 TSQ Grant (A) +24,030 $130.0K EDGAR
2025-08-26 TSQ Buy (P) +10,000 $69.2K EDGAR
2025-08-13 TSQ Buy (P) +46,509 $314.9K EDGAR
2025-01-08 TSQ Grant (A) +14,301 $130.0K EDGAR
2024-09-24 TSQ Buy (P) +50,000 $520.5K EDGAR
2024-01-19 TSQ Grant (A) +12,381 $130.0K EDGAR
2023-01-20 TSQ Grant (A) +17,219 $0 EDGAR
2022-02-16 TSQ Grant (A) +8,291 $0 EDGAR
2020-12-23 TSQ Grant (A) +15,220 $0 EDGAR
2019-11-20 TSQ Grant (A) +12,562 $0 EDGAR
Showing 1–10 of 53
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.