STEPHEN A KAPLAN
CIK 1142409 · Principal · last filed 2026-01-16
STEPHEN A KAPLAN is a Principal who has filed 53 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider was granted $130.0K of TSQ on Jan 16, 2026. Across all open-market trades the lifetime net is −$277.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $120.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$120.08M
7
53
-$277.05M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TSQ | Director | 12,584,736 | $6.65 | $83.69M | $18.10M | 18 | 2026-01-16 |
| RGC | Director | 0 | $18.83 | $0 | $866.0K | 18 | 2018-02-28 |
| AdvancePierre Foods Holdings, Inc. (APFH) Delisted | Director | 0 | — | — | $0 | 2 | 2017-06-07 |
| Brookfield Oaktree Holdings, LLC (OAK) Delisted | Principal | 125,181 | — | — | $0 | 9 | 2016-11-18 |
| GNK | Director | 1,512,532 | $24.06 | $36.39M | -$147.58M | 3 | 2008-05-30 |
| General Maritime Subsidiary Corp (GMR) Delisted | Director | 5,650 | — | — | $0 | 1 | 2007-07-02 |
| GENCO SHIPPING & TRADING LTD (GSTL) Delisted | 10%+ Owner | 4,032,429 | — | — | -$148.43M | 1 | 2007-02-21 |
Recent Filings
53 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-01-16 | TSQ | Grant (A) | +24,030 | $130.0K | EDGAR |
| 2025-08-26 | TSQ | Buy (P) | +10,000 | $69.2K | EDGAR |
| 2025-08-13 | TSQ | Buy (P) | +46,509 | $314.9K | EDGAR |
| 2025-01-08 | TSQ | Grant (A) | +14,301 | $130.0K | EDGAR |
| 2024-09-24 | TSQ | Buy (P) | +50,000 | $520.5K | EDGAR |
| 2024-01-19 | TSQ | Grant (A) | +12,381 | $130.0K | EDGAR |
| 2023-01-20 | TSQ | Grant (A) | +17,219 | $0 | EDGAR |
| 2022-02-16 | TSQ | Grant (A) | +8,291 | $0 | EDGAR |
| 2020-12-23 | TSQ | Grant (A) | +15,220 | $0 | EDGAR |
| 2019-11-20 | TSQ | Grant (A) | +12,562 | $0 | EDGAR |