STEPHEN A KAPLAN

CIK 1142409 · Principal · last filed 2026-01-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$120.08M

Companies

7

Total Filings

53

Lifetime Open-Market Net

-$277.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSQ Director 12,584,736 $6.65 $83.69M $18.10M 18 2026-01-16
RGC Director 0 $18.83 $0 $866.0K 18 2018-02-28
AdvancePierre Foods Holdings, Inc. (APFH) Delisted Director 0 $0 2 2017-06-07
Brookfield Oaktree Holdings, LLC (OAK) Delisted Principal 125,181 $0 9 2016-11-18
GNK Director 1,512,532 $24.06 $36.39M -$147.58M 3 2008-05-30
General Maritime Subsidiary Corp (GMR) Delisted Director 5,650 $0 1 2007-07-02
GENCO SHIPPING & TRADING LTD (GSTL) Delisted 10%+ Owner 4,032,429 -$148.43M 1 2007-02-21

Recent Filings · Page 4 of 6

53 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-07-29 TSQ Mixed +132,375 $1.38M EDGAR
2014-03-12 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) $0 EDGAR
2014-01-10 RGC Grant (A) +5,765 $110.0K EDGAR
2013-11-22 Brookfield Oaktree Holdings, LLC (OAK) Delisted Mixed $0 EDGAR
2013-06-07 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) $0 EDGAR
2013-01-11 RGC Grant (A) +7,752 $0 EDGAR
2012-04-19 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) $0 EDGAR
2012-01-18 RGC Grant (A) +8,130 $0 EDGAR
2012-01-13 RGC Grant (A) +8,163 $0 EDGAR
2011-01-14 RGC Grant (A) +8,190 $0 EDGAR
Showing 3140 of 53
Page 4 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.