STEPHEN A KAPLAN
CIK 1142409 · Principal · last filed 2026-01-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$78.67M
Companies
7
Total Filings
53
Lifetime Open-Market Net
-$277.05M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TSQ | Director | 12,584,736 | $5.95 | $74.88M | $18.10M | 18 | 2026-01-16 |
| RGC | Director | 0 | $5.28 | $0 | $866.0K | 18 | 2018-02-28 |
| AdvancePierre Foods Holdings, Inc. (APFH) Delisted | Director | 0 | — | — | $0 | 2 | 2017-06-07 |
| Brookfield Oaktree Holdings, LLC (OAK) Delisted | Principal | 125,181 | — | — | $0 | 9 | 2016-11-18 |
| GNK | Director | 151,253 | $25.06 | $3.79M | -$147.58M | 3 | 2008-05-30 |
| General Maritime Subsidiary Corp (GMR) Delisted | Director | 5,650 | — | — | $0 | 1 | 2007-07-02 |
| GENCO SHIPPING & TRADING LTD (GSTL) Delisted | 10%+ Owner | 4,032,429 | — | — | -$148.43M | 1 | 2007-02-21 |
Recent Filings · Page 4 of 6
53 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-07-29 | TSQ | Mixed | +132,375 | $1.38M | EDGAR |
| 2014-03-12 | Brookfield Oaktree Holdings, LLC (OAK) Delisted | Exer (M) | — | $0 | EDGAR |
| 2014-01-10 | RGC | Grant (A) | +5,765 | $110.0K | EDGAR |
| 2013-11-22 | Brookfield Oaktree Holdings, LLC (OAK) Delisted | Mixed | — | $0 | EDGAR |
| 2013-06-07 | Brookfield Oaktree Holdings, LLC (OAK) Delisted | Exer (M) | — | $0 | EDGAR |
| 2013-01-11 | RGC | Grant (A) | +7,752 | $0 | EDGAR |
| 2012-04-19 | Brookfield Oaktree Holdings, LLC (OAK) Delisted | Exer (M) | — | $0 | EDGAR |
| 2012-01-18 | RGC | Grant (A) | +8,130 | $0 | EDGAR |
| 2012-01-13 | RGC | Grant (A) | +8,163 | $0 | EDGAR |
| 2011-01-14 | RGC | Grant (A) | +8,190 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.