DAVID S HAFFNER

CIK 1166175 · Chief Executive Officer · last filed 2022-04-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.72M

Companies

4

Total Filings

339

Lifetime Open-Market Net

-$5.38M

Filer Profile

Related Filers
BORGWARNER INC — 3 joint filings, latest 2022-04-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BWA Director 12,924 $67.54 $872.9K $0 2 2022-04-29
Delphi Technologies PLC (DLPH) Delisted Director 34,629 $0 9 2020-04-24
BEMIS CO INC (BMS) Delisted Director 0 $0 14 2019-06-11
LEG Chief Executive Officer 1,287,267 $9.20 $11.84M -$5.38M 313 2016-01-04

Recent Filings · Page 15 of 34

339 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-04-09 LEG Grant (A) +94 $1.9K EDGAR
2012-03-27 LEG Grant (A) +94 $1.8K EDGAR
2012-03-13 LEG Grant (A) +22,155 $403.5K EDGAR
2012-02-28 LEG Grant (A) +93 $1.8K EDGAR
2012-02-14 LEG Grant (A) +98 $1.8K EDGAR
2012-01-31 LEG Grant (A) +93 $1.8K EDGAR
2012-01-19 LEG Mixed +70,081 -$1.05M EDGAR
2012-01-18 LEG Mixed +4,472 $70.5K EDGAR
2012-01-05 LEG Mixed −3,012 -$69.4K EDGAR
2012-01-03 LEG Grant (A) +91 $1.8K EDGAR
Showing 141150 of 339
Page 15 of 34
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.