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KAREN E SHAFF

CIK 1166872 · EVP, Gen'l Counsel, Secretary · last filed 2020-06-30

KAREN E SHAFF is an EVP, Gen'l Counsel, Secretary who has filed 78 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for PFG, was dated Jun 30, 2020. Across all open-market trades the lifetime net is −$23.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.29M

Companies

2

Total Filings

78

Lifetime Open-Market Net

-$23.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFG EVP, Gen'l Counsel, Secretary 103,280 $109.29 $11.29M -$23.79M 77 2020-06-30
PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted EVP, Gen'l Counsel, Secretary 86,767 — — $0 1 2015-06-30

Recent Filings

78 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-30 PFG Grant (A) +203 $0 EDGAR
2020-03-31 PFG Grant (A) +240 $0 EDGAR
2020-02-26 PFG Grant (A) +7,330 $0 EDGAR
2019-12-31 PFG Grant (A) +139 $0 EDGAR
2019-10-01 PFG Grant (A) +131 $0 EDGAR
2019-07-02 PFG Grant (A) +127 $0 EDGAR
2019-04-02 PFG Grant (A) +145 $0 EDGAR
2019-02-27 PFG Grant (A) +15,677 $0 EDGAR
2019-01-02 PFG Grant (A) +165 $0 EDGAR
2018-10-02 PFG Grant (A) +119 $0 EDGAR
Showing 1–10 of 78
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.