CLAYMORE SECURITIES INC
CIK 1167303 · last filed 2009-03-25
CLAYMORE SECURITIES INC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 7 companies since 2009. The most recent filing, for FMO, was dated Mar 25, 2009. Across all open-market trades the lifetime net is +$395.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $45.2K across reported positions. The firm reports its address in Chicago, IL. 10 SEC filings were submitted jointly with Guggenheim Partners Investment Management, LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
HCE price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
227 WEST MONROE STREET
CHICAGO, IL 60606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND (FMO) Delisted | 1,048 | $12.12 | $12.7K | $26.6K | 1 | 2009-03-25 | |
| GOF | 5,240 | $8.62 | $45.2K | $50.2K | 1 | 2009-03-25 | |
| MCN | 0 | $5.35 | $0 | $58.2K | 1 | 2009-03-25 | |
| Fiduciary/Claymore Dynamic Equity Fund (HCE) Delisted | 5,240 | — | — | $77.9K | 1 | 2009-03-25 | |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 0 | — | — | $56.9K | 1 | 2009-03-25 | |
| TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (TYW) Delisted | 7,000 | — | — | $52.8K | 1 | 2009-03-25 | |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 0 | $11.01 | $0 | $72.5K | 1 | 2009-03-25 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-03-25 | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND (FMO) Delisted | Mixed | −250 | $26.6K | EDGAR |
| 2009-03-25 | GOF | Mixed | −138 | $50.2K | EDGAR |
| 2009-03-25 | — | Mixed | −236 | $60.3K | |
| 2009-03-25 | MCN | Mixed | −374 | $58.2K | EDGAR |
| 2009-03-25 | Fiduciary/Claymore Dynamic Equity Fund (HCE) Delisted | Mixed | −393 | $77.9K | EDGAR |
| 2009-03-25 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Mixed | −396 | $56.9K | EDGAR |
| 2009-03-25 | TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (TYW) Delisted | Mixed | −245 | $52.8K | EDGAR |
| 2009-03-25 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Mixed | −290 | $72.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.