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ADVENT CAPITAL MANAGEMENT /DE/

CIK 1097278 · last filed 2023-07-18

ADVENT CAPITAL MANAGEMENT /DE/ is a corporate insider who has filed 28 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing shows the insider sold $690.3K of AVK on Jul 18, 2023. Across all open-market trades the lifetime net is −$224.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $237.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$237.1K

Companies

2

Total Filings

28

Lifetime Open-Market Net

-$224.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AVK 19,048 $12.45 $237.1K -$41.1K 9 2023-07-18
Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted 0 $11.01 $0 -$183.8K 18 2017-11-14

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-07-18 AVK Sell (S) −59,048 -$690.3K EDGAR
2023-07-14 — Notice (144) −59,048 -$699.7K EDGAR
2021-12-29 AVK Sell (S) −94,000 -$1.67M EDGAR
2019-12-23 AVK Buy (P) +21,000 $285.8K EDGAR
2019-01-16 AVK Buy (P) +21,000 $285.8K EDGAR
2019-01-11 AVK Buy (P) +15,000 $203.0K EDGAR
2018-10-12 AVK Buy (P) +20,000 $294.0K EDGAR
2018-10-01 AVK Buy (P) +6,000 $94.2K EDGAR
2018-09-11 AVK Buy (P) +24,000 $376.8K EDGAR
2018-09-06 AVK Buy (P) +50,000 $784.2K EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.