ADVENT CAPITAL MANAGEMENT /DE/
CIK 1097278 · last filed 2023-07-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$234.7K
Companies
2
Total Filings
28
Lifetime Open-Market Net
-$224.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVK | 19,048 | $12.32 | $234.7K | -$41.1K | 9 | 2023-07-18 | |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 0 | $11.01 | $0 | -$183.8K | 18 | 2017-11-14 |
Recent Filings · Page 2 of 3
28 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-14 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Sell (S) | −10,000 | -$60.2K | EDGAR |
| 2017-09-15 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Sell (S) | −469,000 | -$2.90M | EDGAR |
| 2017-08-14 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Sell (S) | −75,000 | -$457.4K | EDGAR |
| 2017-02-15 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +33,000 | $207.4K | EDGAR |
| 2017-02-13 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +21,000 | $132.0K | EDGAR |
| 2017-01-03 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +17,100 | $100.0K | EDGAR |
| 2016-12-29 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +100,000 | $587.0K | EDGAR |
| 2016-12-28 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +73,300 | $429.3K | EDGAR |
| 2016-12-01 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +9,600 | $53.1K | EDGAR |
| 2016-11-14 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +31,029 | $164.6K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.