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FRANK C HERRINGER

CIK 1171694 · last filed 2026-07-06

FRANK C HERRINGER is a corporate insider who has filed 199 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SCHW, was dated Jul 6, 2026. Across all open-market trades the lifetime net is −$980.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$25.07M

Companies

3

Total Filings

199

Lifetime Open-Market Net

-$980.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SCHW Director 62,893 $108.28 $6.81M -$2.05M 119 2026-07-06
AMGN Director 41,674 $438.12 $18.26M $456.9K 19 2019-05-07
SAFEWAY INC (SWY) Delisted Director 0 — — $616.4K 58 2015-02-02

Recent Filings

199 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-06 SCHW Grant (A) — $0 EDGAR
2026-05-27 SCHW Grant (A) +1,602 $0 EDGAR
2026-04-29 SCHW Mixed +5,346 -$514 EDGAR
2026-04-28 SCHW Notice (144) −2,520 -$228.3K EDGAR
2026-04-02 SCHW Grant (A) — $0 EDGAR
2026-01-06 SCHW Grant (A) — $0 EDGAR
2025-10-03 SCHW Grant (A) — $0 EDGAR
2025-07-03 SCHW Grant (A) — $0 EDGAR
2025-05-29 SCHW Grant (A) +1,462 $0 EDGAR
2025-04-22 SCHW Mixed +4,956 $52 EDGAR
Showing 1–10 of 199
Page 1 of 20
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.