RICHARD P LAVIN

CIK 1171774 · President & CEO · last filed 2025-05-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.15M

Companies

5

Total Filings

198

Lifetime Open-Market Net

-$11.69M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ALSN Director 45,134 $117.35 $5.30M $0 78 2025-05-09
ITT Director 26,490 $189.13 $5.01M $0 10 2023-05-12
USG Director 0 $33.59 $0 $100.6K 14 2019-04-24
CVGI President & CEO 156,642 $5.40 $845.9K $303.5K 7 2015-10-22
CATERPILLAR INC (CATw) Delisted Group President 83,014 -$12.10M 89 2012-12-18

Recent Filings · Page 12 of 20

198 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-11-07 CATERPILLAR INC (CATw) Delisted Grant (A) $0 EDGAR
2012-11-02 CATERPILLAR INC (CATw) Delisted Mixed +16,919 -$2.76M EDGAR
2012-10-02 CATERPILLAR INC (CATw) Delisted Grant (A) $0 EDGAR
2012-09-05 CATERPILLAR INC (CATw) Delisted Grant (A) $0 EDGAR
2012-08-02 CATERPILLAR INC (CATw) Delisted Mixed −2,000 -$169.8K EDGAR
2012-07-03 CATERPILLAR INC (CATw) Delisted Mixed −2,000 -$170.6K EDGAR
2012-06-04 CATERPILLAR INC (CATw) Delisted Mixed −2,000 -$170.5K EDGAR
2012-05-02 CATERPILLAR INC (CATw) Delisted Mixed −750 -$205.5K EDGAR
2012-04-10 CATERPILLAR INC (CATw) Delisted Buy (P) +50 $4.9K EDGAR
2012-04-10 CATERPILLAR INC (CATw) Delisted Mixed +351 $20.7K EDGAR
Showing 111120 of 198
Page 12 of 20
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.