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DUANE NELLES

CIK 1179885 · last filed 2020-06-10

DUANE NELLES is a corporate insider who has filed 34 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for AAT, was dated Jun 10, 2020. Across all open-market trades the lifetime net is −$11.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $24.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$24.94M

Companies

2

Total Filings

34

Lifetime Open-Market Net

-$11.02M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AAT Director 153,259 $25.51 $3.91M $3.28M 16 2020-06-10
QCOM Director 122,445 $171.78 $21.03M -$14.29M 18 2015-03-30

Recent Filings

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-10 AAT Grant (A) +1,502 $0 EDGAR
2019-06-14 AAT Other (J) +22,346 $967.5K EDGAR
2019-06-12 AAT Grant (A) +1,103 $0 EDGAR
2018-12-04 AAT Buy (P) +25,000 $1.04M EDGAR
2018-06-12 AAT Grant (A) +1,330 $0 EDGAR
2017-06-13 AAT Grant (A) +1,220 $0 EDGAR
2016-11-07 AAT Buy (P) +24,000 $947.1K EDGAR
2016-06-14 AAT Grant (A) +1,225 $0 EDGAR
2016-05-26 AAT Buy (P) +7,000 $278.3K EDGAR
2015-06-17 AAT Grant (A) +1,261 $0 EDGAR
Showing 1–10 of 34
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.