DUANE NELLES

CIK 1179885 · last filed 2020-06-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$24.94M

Companies

2

Total Filings

34

Lifetime Open-Market Net

-$11.02M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AAT Director 153,259 $25.51 $3.91M $3.28M 16 2020-06-10
QCOM Director 122,445 $171.78 $21.03M -$14.29M 18 2015-03-30

Recent Filings · Page 2 of 4

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-06-03 AAT Buy (P) +11,000 $435.0K EDGAR
2015-03-30 QCOM Exer (M) +3,446 $0 EDGAR
2015-03-11 QCOM Grant (A) $0 EDGAR
2014-03-31 QCOM Mixed +2,386 $0 EDGAR
2014-03-06 QCOM Grant (A) $0 EDGAR
2013-06-14 AAT Grant (A) +1,251 $0 EDGAR
2013-03-07 QCOM Grant (A) $0 EDGAR
2013-03-04 QCOM Exer (M) +5,273 $0 EDGAR
2012-11-27 QCOM Mixed +14,000 -$104.3K EDGAR
2012-11-26 QCOM Mixed -$313.9K EDGAR
Showing 1120 of 34
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.