JOHN R ERICKSON

CIK 1181077 · See Remarks · last filed 2017-01-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$50.5K

Companies

5

Total Filings

85

Lifetime Open-Market Net

-$11.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMERICAN CAPITAL, LTD (ACAS) Delisted See Remarks 0 -$3.73M 58 2017-01-04
American Capital Senior Floating, Ltd. (ACSF) Delisted EVP, CFO and Asst. Sec. 3,000 $26.2K 8 2017-01-04
AMERICAN CAPITAL, LTD (AGNC.B) Delisted CFO and Pres., Structured Fin. 510,336 -$8.19M 16 2016-04-26
AGNCP EVP and CFO 2,000 $25.24 $50.5K $43.4K 1 2014-02-20
MTGE Investment Corp. (MTGE) Delisted Director 6,000 $140.0K 2 2013-06-05

Recent Filings · Page 2 of 9

85 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-01-26 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +13,648 -$560.8K EDGAR
2015-01-23 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +8,354 -$504.7K EDGAR
2015-01-21 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +19,598 -$455.5K EDGAR
2015-01-16 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +19,130 -$750.3K EDGAR
2015-01-14 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed -$595.3K EDGAR
2015-01-13 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +23,229 -$213.0K EDGAR
2015-01-09 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed +21,596 -$915.0K EDGAR
2015-01-08 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Mixed -$696.2K EDGAR
2014-12-09 American Capital Senior Floating, Ltd. (ACSF) Delisted Buy (P) +1,000 $12.4K EDGAR
2014-11-12 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −8,228 -$126.5K EDGAR
Showing 1120 of 85
Page 2 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.