AMERICAN CAPITAL, LTD

CIK 817473 · last filed 2011-08-10

AMERICAN CAPITAL, LTD is a corporate insider who has filed 3 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider bought $40.0M of MTGE on Aug 10, 2011. Across all open-market trades the lifetime net is +$89.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $20.6M across reported positions. The firm reports its address in Bethesda, MD. 159 SEC filings were submitted jointly with Ira Wagner.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$20.58M

Companies

Total Filings

Lifetime Open-Market Net

$89.53M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

AGNC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

2 BETHESDA METRO CENTER
14TH FL
BETHESDA, MD 20814

Phone

(301) 951-6122

Formerly Known As

AMERICAN CAPITAL STRATEGIES LTD (1997–2008)

Related Filers

Ira Wagner — 159 joint filings, latest 2015-03-09

Brian Graff — 153 joint filings, latest 2017-01-04

Samuel Allan Flax — 148 joint filings, latest 2017-01-04

Gordon Obrien — 128 joint filings, latest 2017-01-04

John R Erickson — 125 joint filings, latest 2017-01-04

Roland Cline — 123 joint filings, latest 2013-02-13

Darin Winn — 108 joint filings, latest 2014-11-13

Malon Wilkus — 97 joint filings, latest 2017-01-04

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MTGE Investment Corp. (MTGE) Delisted	10%+ Owner	2,000,100	—	—	$40.00M	1	2011-08-10
AGNC	10%+ Owner	2,500,100	$8.23	$20.58M	$49.52M	2	2009-07-21

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).

Filed	Symbol	Action	Net Shares	Net $	Link
2011-08-10	MTGE Investment Corp. (MTGE) Delisted	Buy (P)	+2,000,000	$40.00M	EDGAR
2009-07-21	AGNC	Sell (S)	−2,500,000	-$50.48M	EDGAR
2008-05-22	AGNC	Buy (P)	+5,000,000	$100.00M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).