Insider transactions

Brian Graff

CIK 1330343 · President, Private Finance · last filed 2017-01-04

Brian Graff is a President, Private Finance who has filed 138 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ACAS, was dated Jan 4, 2017. Across all open-market trades the lifetime net is −$14.6M, making them a net seller over the disclosed history. 153 SEC filings were submitted jointly with AMERICAN CAPITAL, LTD.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

138

Lifetime Open-Market Net

-$14.59M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
2 BETHESDA METRO CENTER
14TH FLOOR
BETHESDA, MD 20814
Related Filers
AMERICAN CAPITAL, LTD — 153 joint filings, latest 2017-01-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMERICAN CAPITAL, LTD (ACAS) Delisted President, Private Finance 0 — — -$12.78M 115 2017-01-04
AMERICAN CAPITAL, LTD (AGNC.B) Delisted President, Private Finance 67,294 — — -$1.81M 23 2016-05-11

Recent Filings

138 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-01-04 AMERICAN CAPITAL, LTD (ACAS) Delisted Disp (D) −67,294 $0 EDGAR
2016-05-11 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,350 -$21.6K EDGAR
2016-04-26 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,242 -$19.5K EDGAR
2016-04-12 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,350 -$21.0K EDGAR
2016-01-21 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,357 -$18.5K EDGAR
2015-12-16 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,543 -$21.7K EDGAR
2015-12-01 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,351 -$21.1K EDGAR
2015-10-16 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −101 -$1.3K EDGAR
2015-10-15 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,350 -$16.9K EDGAR
2015-09-11 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −8,957 -$122.2K EDGAR
Showing 1–10 of 138
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.