Samuel Allan Flax

CIK 1313337 · EVP, GC and Secretary · last filed 2017-01-04

Samuel Allan Flax is an EVP, GC and Secretary who has filed 135 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for ACAS, was dated Jan 4, 2017. Across all open-market trades the lifetime net is −$10.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $199.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$199.4K

Companies

4

Total Filings

135

Lifetime Open-Market Net

-$10.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMERICAN CAPITAL, LTD (ACAS) Delisted EVP, GC and Secretary 0 -$4.29M 99 2017-01-04
AMERICAN CAPITAL, LTD (AGNC.B) Delisted EVP, GC and Secretary 358,573 -$6.78M 34 2015-11-12
AGNCP EVP and Sec. 7,900 $25.24 $199.4K $150.3K 1 2012-11-14
MTGE Investment Corp. (MTGE) Delisted EVP and Sec. 2,500 $58.5K 1 2012-11-14

Recent Filings

135 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-01-04 AMERICAN CAPITAL, LTD (ACAS) Delisted Disp (D) −363,034 $0 EDGAR
2015-11-12 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,013 -$14.4K EDGAR
2015-10-27 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −430 -$5.4K EDGAR
2015-10-14 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −2,187 -$27.4K EDGAR
2015-09-29 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −341 -$4.2K EDGAR
2015-09-11 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,013 -$13.7K EDGAR
2015-08-27 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −317 -$4.3K EDGAR
2015-08-21 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −813 -$11.3K EDGAR
2015-07-28 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −2,820 -$36.6K EDGAR
2015-07-13 AMERICAN CAPITAL, LTD (AGNC.B) Delisted Sell (S) −1,013 -$13.8K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.