JOHN R ERICKSON

CIK 1181077 · See Remarks · last filed 2017-01-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$50.5K

Companies

5

Total Filings

85

Lifetime Open-Market Net

-$11.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMERICAN CAPITAL, LTD (ACAS) Delisted See Remarks 0 -$3.73M 58 2017-01-04
American Capital Senior Floating, Ltd. (ACSF) Delisted EVP, CFO and Asst. Sec. 3,000 $26.2K 8 2017-01-04
AMERICAN CAPITAL, LTD (AGNC.B) Delisted CFO and Pres., Structured Fin. 510,336 -$8.19M 16 2016-04-26
AGNCP EVP and CFO 2,000 $25.24 $50.5K $43.4K 1 2014-02-20
MTGE Investment Corp. (MTGE) Delisted Director 6,000 $140.0K 2 2013-06-05

Recent Filings · Page 9 of 9

85 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2007-02-23 AMERICAN CAPITAL, LTD (ACAS) Delisted Mixed -$54.9K EDGAR
2007-02-23 AMERICAN CAPITAL, LTD (ACAS) Delisted Mixed -$62.8K EDGAR
2007-02-22 AMERICAN CAPITAL, LTD (ACAS) Delisted Mixed -$241.3K EDGAR
2007-02-05 AMERICAN CAPITAL, LTD (ACAS) Delisted Grant (A) $0 EDGAR
2007-01-09 AMERICAN CAPITAL, LTD (ACAS) Delisted Grant (A) +21,914 $0 EDGAR
Showing 8185 of 85
Page 9 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.