Loren K Carroll
CIK 1184597 · last filed 2019-03-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SII price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 3600
DENVER, CO 80202
Holdings By Company
Recent Filings · Page 3 of 4
36 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-04-22 | SII | Grant (A) | +8,268 | $0 | EDGAR |
| 2009-03-05 | KBR | Grant (A) | +3,900 | $0 | EDGAR |
| 2008-09-23 | — | Grant (A) | +21,008 | $0 | |
| 2008-05-15 | SII | Mixed | −16,540 | $0 | EDGAR |
| 2008-05-12 | SABINE OIL & GAS CORP (FST) Delisted | Grant (A) | +1,929 | $0 | EDGAR |
| 2008-01-30 | KBR | Grant (A) | +3,900 | $0 | EDGAR |
| 2007-12-20 | SII | Gift (G) | −5,000 | $0 | EDGAR |
| 2007-12-10 | SII | Tax (F) | −6,916 | -$468.1K | EDGAR |
| 2007-12-04 | SII | Tax (F) | −4,431 | -$277.9K | EDGAR |
| 2007-09-21 | SII | Mixed | — | -$13.50M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.