RICHARD ALDRICH

CIK 1185039 · last filed 2023-03-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$120.20M

Companies

12

Total Filings

101

Lifetime Open-Market Net

$22.50M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CONCERT PHARMACEUTICALS, INC. (CNCE) Delisted Director 0 $8.37 $0 -$1.19M 20 2023-03-06
Tempest Therapeutics, Inc. (MLND) Delisted Director 70,306 $15.90 $1.12M $0 1 2018-12-11
KALV Director 934,484 $27.00 $25.23M $4.87M 5 2018-10-05
Tempest Therapeutics, Inc. (OVAS) Delisted Director 1,043,276 $8.55M 37 2018-10-02
PTCT Director 1,050,104 $75.14 $78.90M $11.11M 5 2015-06-10
VSTM Director 3,276,983 $4.10 $13.44M $270.2K 23 2013-11-12
BIOSPECIFICS TECHNOLOGIES CORP (BSTC) Delisted 10%+ Owner 690,309 $6.69M 4 2008-11-14
SEQUENOM INC (SQNM) Delisted 10%+ Owner 5,872,966 $0 1 2008-07-14
CRIS 10%+ Owner 6,250,564 $0.42 $2.63M -$9.10M 1 2008-04-17
ARADIGM CORP (ARDM) Delisted 10%+ Owner 7,568,410 $1.30M 1 2008-01-16
Sirtris Pharmaceuticals, Inc. (SIRT) Delisted Director 38,095 $0 1 2007-05-31
LIPID SCIENCES INC/ (LIPD) Delisted 10%+ Owner 3,713,962 $1.7K 1 2007-03-28

Recent Filings · Page 5 of 11

101 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-04-04 Tempest Therapeutics, Inc. (OVAS) Delisted Grant (A) +1,119 $0 EDGAR
2016-03-25 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +59,800 $567.2K EDGAR
2016-03-23 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +59,800 $624.5K EDGAR
2016-03-21 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +59,700 $493.0K EDGAR
2016-03-17 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +59,029 $466.1K EDGAR
2016-03-15 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +162,732 $1.24M EDGAR
2016-01-05 Tempest Therapeutics, Inc. (OVAS) Delisted Mixed +1,087 $0 EDGAR
2015-12-17 CONCERT PHARMACEUTICALS, INC. (CNCE) Delisted Sell (S) −20,000 -$395.2K EDGAR
2015-10-02 Tempest Therapeutics, Inc. (OVAS) Delisted Grant (A) +1,251 $0 EDGAR
2015-08-28 CONCERT PHARMACEUTICALS, INC. (CNCE) Delisted Gift (G) $0 EDGAR
Showing 4150 of 101
Page 5 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.