RICHARD ALDRICH

CIK 1185039 · last filed 2023-03-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$120.20M

Companies

12

Total Filings

101

Lifetime Open-Market Net

$22.50M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CONCERT PHARMACEUTICALS, INC. (CNCE) Delisted Director 0 $8.37 $0 -$1.19M 20 2023-03-06
Tempest Therapeutics, Inc. (MLND) Delisted Director 70,306 $15.90 $1.12M $0 1 2018-12-11
KALV Director 934,484 $27.00 $25.23M $4.87M 5 2018-10-05
Tempest Therapeutics, Inc. (OVAS) Delisted Director 1,043,276 $8.55M 37 2018-10-02
PTCT Director 1,050,104 $75.14 $78.90M $11.11M 5 2015-06-10
VSTM Director 3,276,983 $4.10 $13.44M $270.2K 23 2013-11-12
BIOSPECIFICS TECHNOLOGIES CORP (BSTC) Delisted 10%+ Owner 690,309 $6.69M 4 2008-11-14
SEQUENOM INC (SQNM) Delisted 10%+ Owner 5,872,966 $0 1 2008-07-14
CRIS 10%+ Owner 6,250,564 $0.42 $2.63M -$9.10M 1 2008-04-17
ARADIGM CORP (ARDM) Delisted 10%+ Owner 7,568,410 $1.30M 1 2008-01-16
Sirtris Pharmaceuticals, Inc. (SIRT) Delisted Director 38,095 $0 1 2007-05-31
LIPID SCIENCES INC/ (LIPD) Delisted 10%+ Owner 3,713,962 $1.7K 1 2007-03-28

Recent Filings · Page 7 of 11

101 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-07-02 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +2,000 $18.3K EDGAR
2014-03-11 Tempest Therapeutics, Inc. (OVAS) Delisted Buy (P) +100,000 $1.00M EDGAR
2014-02-19 CONCERT PHARMACEUTICALS, INC. (CNCE) Delisted Conv (C) +61,946 $0 EDGAR
2014-01-31 PTCT Grant (A) $0 EDGAR
2014-01-31 PTCT Grant (A) $0 EDGAR
2013-11-12 VSTM Buy (P) +1,000 $10.9K EDGAR
2013-11-04 VSTM Buy (P) +1,000 $10.5K EDGAR
2013-10-28 VSTM Buy (P) +1,000 $11.3K EDGAR
2013-10-21 VSTM Buy (P) +1,000 $12.6K EDGAR
2013-10-15 VSTM Buy (P) +1,000 $10.6K EDGAR
Showing 6170 of 101
Page 7 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.