THOMAS A BROUGHTON
CIK 1185581 · Chairman, President, & CEO · last filed 2026-02-11
THOMAS A BROUGHTON is a Chairman, President, & CEO who has filed 63 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for SFBS, was dated Feb 11, 2026. Across all open-market trades the lifetime net is −$1.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $50.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$50.06M
2
63
-$1.45M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SFBS | Chairman, President, & CEO | 607,597 | $82.39 | $50.06M | -$1.45M | 42 | 2026-02-11 |
| CAVALIER HOMES INC (CAV) Delisted | Director | 42,767 | — | — | $0 | 3 | 2009-01-05 |
Recent Filings
63 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-02-11 | SFBS | Grant (A) | +6,018 | $0 | EDGAR |
| 2026-01-22 | SFBS | Grant (A) | +6,500 | $0 | EDGAR |
| 2025-09-09 | SFBS | Gift (G) | −284 | $0 | EDGAR |
| 2025-08-26 | SFBS | Sell (S) | −22,206 | -$1.95M | EDGAR |
| 2025-02-25 | SFBS | Tax (F) | −700 | -$60.7K | EDGAR |
| 2025-01-29 | SFBS | Mixed | +7,137 | -$182.9K | EDGAR |
| 2024-10-30 | SFBS | Gift (G) | −1,000 | $0 | EDGAR |
| 2024-07-23 | SFBS | Gift (G) | −1,000 | $0 | EDGAR |
| 2024-01-31 | SFBS | Grant (A) | +18,143 | $0 | EDGAR |
| 2023-05-08 | SFBS | Buy (P) | +2,775 | $123.8K | EDGAR |