THOMAS A BROUGHTON

CIK 1185581 · Chairman, President, & CEO · last filed 2026-02-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$50.06M

Companies

2

Total Filings

63

Lifetime Open-Market Net

-$1.45M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFBS Chairman, President, & CEO 607,597 $82.39 $50.06M -$1.45M 42 2026-02-11
CAVALIER HOMES INC (CAV) Delisted Director 42,767 $0 3 2009-01-05

Recent Filings · Page 2 of 7

63 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-04-20 SFBS Buy (P) +3,000 $149.9K EDGAR
2023-03-16 SFBS Buy (P) +152 $8.8K EDGAR
2023-02-23 SFBS Grant (A) +5,161 $0 EDGAR
2022-10-25 SFBS Buy (P) +196 $13.7K EDGAR
2022-06-10 SFBS Buy (P) +1,000 $76.2K EDGAR
2022-01-26 SFBS Grant (A) +4,341 $0 EDGAR
2021-01-27 SFBS Grant (A) +8,267 $0 EDGAR
2020-12-09 SFBS Gift (G) −300,000 $0 EDGAR
2020-09-22 SFBS Exer (M) +5,000 $75.4K EDGAR
2020-04-27 SFBS Grant (A) +655 $0 EDGAR
Showing 1120 of 63
Page 2 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.